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An eccentricity so extreme as to be almost or quite indistinguishable from madness is then the final outcome of the revolt of the original genius from the regularity of the eighteenth century. The eighteenth century had, one must confess, become too much like the Happy Valley from which Rasselas, Prince of Abyssinia, sought an egress. It was fair to the eye and satisfied all man’s ordinary needs, but it seemed at the same time to hem him in oppressively, and limit unduly his horizons. For the modern man, as for the prince in Johnson’s tale, a regular round of assured felicities has counted for nought as compared with the passion for the open; though now that he has tasted strange adventures, the modern man will scarcely decide at the end, like the prince, to “return to Abyssinia.” I have already spoken of the rationalistic and pseudo-classic elements in the eighteenth century that the romantic rebels found so intolerable. It is impossible to follow “reason,” they said in substance, and also to slake one’s thirst for the “infinite”; it is impossible to conform and imitate and at the same time to be free and original and spontaneous. Above all it is impossible to submit to the yoke of either reason or imitation and at the same time to be imaginative. This last assertion will always be the main point at issue in any genuine debate between classicist and romanticist. The supreme thing in life, the romanticist declares, is the creative imagination, and it can be restored to its rights only by repudiating imitation. The imagination is supreme the classicist grants but adds that to imitate rightly is to make the highest use of the imagination. To understand all that is implied in this central divergence between classicist and romanticist we shall need to study in more detail the kind of imaginative activity that has been encouraged in the whole movement extending from the rise of the original genius in the eighteenth century to the present day.

CHAPTER III
ROMANTIC IMAGINATION

I have already spoken of the contrast established by the theorists of original genius in the eighteenth century between the different types of imagination – especially between the literary and the scientific imagination. According to these theorists, it will be remembered, the scientific imagination should be strictly subordinated to judgment, whereas the literary imagination, freed from the shackles of imitation, should be at liberty to wander wild in its own empire of chimeras, or, at all events, should be far less sharply checked by judgment. It is easy to follow the extension of these English views of genius and imagination into the France of Rousseau and Diderot, and then the elaboration of these same views, under the combined influence of both France and England, in Germany. I have tried to show that Kant, especially in his “Critique of Judgment,” and Schiller in his “Æsthetic Letters” (1795) prepare the way for the conception of the creative imagination that is at the very heart of the romantic movement. According to this romantic conception, as we have seen, the imagination is to be free, not merely from outer formalistic constraint, but from all constraint whatever. This extreme romantic emancipation of the imagination was accompanied by an equally extreme emancipation of the emotions. Both kinds of emancipation are, as I have tried to show, a recoil partly from neo-classical judgment – a type of judgment which seemed to oppress all that is creative and spontaneous in man under a weight of outer convention; partly, from the reason of the Enlightenment, a type of reason that was so logical and abstract that it seemed to mechanize the human spirit, and to be a denial of all that is immediate and intuitive. The neo-classical judgment, with its undue unfriendliness to the imagination, is itself a recoil, let us remember, from the imaginative extravagance of the “metaphysicals,” the intellectual romanticists of the sixteenth and seventeenth centuries, and also, if we take a sufficiently wide view, from the Quixotic type of romanticism, the romanticism of action, that we associate with the Middle Ages.

Now not only are men governed by their imaginations (the imagination, as Pascal says, disposes of everything), but the type of imagination by which most men are governed may be defined in the widest sense of the word as romantic. Nearly every man cherishes his dream, his conceit of himself as he would like to be, a sort of “ideal” projection of his own desires, in comparison with which his actual life seems a hard and cramping routine. “Man must conceive himself what he is not,” as Dr. Johnson says, “for who is pleased with what he is?” The ample habitation that a man rears for his fictitious or “ideal” self often has some slight foundation in fact, but the higher he rears it the more insecure it becomes, until finally, like Perrette in the fable, he brings the whole structure down about his ears by the very gesture of his dream. “We all of us,” La Fontaine concludes in perhaps the most delightful account of the romantic imagination in literature, “wise as well as foolish, indulge in daydreams. There is nothing sweeter. A flattering illusion carries away our spirits. All the wealth in the world is ours, all honors and all women,”⁵² etc. When Johnson descants on the “dangerous prevalence of imagination,”⁵³ and warns us to stick to “sober probability,” what he means is the dangerous prevalence of day-dreaming. The retreat of the Rousseauist into some “land of chimeras” or tower of ivory assumes forms almost incredibly complex and subtle, but at bottom the ivory tower is only one form of man’s ineradicable longing to escape from the oppression of the actual into some land of heart’s desire, some golden age of fancy. As a matter of fact, Rousseau’s imaginative activity often approaches very closely to the delights of day-dreaming as described by La Fontaine. He was never more imaginative, he tells us, than when on a walking-trip – especially when the trip had no definite goal, or at least when he could take his time in reaching it. The Wanderlust of body and spirit could then be satisfied together. Actual vagabondage seemed to be an aid to the imagination in its escape from verisimilitude. One should note especially Rousseau’s account of his early wandering from Lyons to Paris and the airy structures that he raised on his anticipations of what he might find there. Inasmuch as he was to be attached at Paris to the Swiss Colonel Godard, he already traced for himself in fancy, in spite of his short-sightedness, a career of military glory. “I had read that Marshal Schomberg was short-sighted, why shouldn’t Marshal Rousseau be so too?” In the meanwhile, touched by the sight of the groves and brooks, “I felt in the midst of my glory that my heart was not made for so much turmoil, and soon without knowing how, I found myself once more among my beloved pastorals, renouncing forever the toils of Mars.”

Thus alongside the real world and in more or less sharp opposition to it, Rousseau builds up a fictitious world, that pays des chimères, which is alone, as he tells us, worthy of habitation. To study his imaginative activity is simply to study the new forms that he gives to what I have called man’s ineradicable longing for some Arcadia, some land of heart’s desire. Goethe compares the illusions that man nourishes in his breast to the population of statues in ancient Rome which were almost as numerous as the population of living men. The important thing from the point of view of sanity is that a man should not blur the boundaries between the two populations, that he should not cease to discriminate between his fact and his fiction. If he confuses what he dreams himself to be with what he actually is, he has already entered upon the pathway of madness. It was, for example, natural for a youth like Rousseau who was at once romantic and musical, to dream that he was a great composer; but actually to set up as a great composer and to give the concert at Lausanne, shows an unwillingness to discriminate between his fictitious and his real world that is plainly pathological. If not already a megalomaniac, he was even then on the way to megalomania.

To wander through the world as though it were an Arcadia or enchanted vision contrived for one’s especial benefit is an attitude of childhood – especially of imaginative childhood. “Wherever children are,” says Novalis, “there is the golden age.” As the child grows and matures there is a more or less painful process of adjustment between his “vision” and the particular reality in which he is placed. A little sense gets knocked into his head, and often, it must be confessed, a good deal of the imagination gets knocked out. As Wordsworth complains, the vision fades into the light of common day. The striking fact about Rousseau is that, far more than Wordsworth, he held fast to his vision. He refused to adjust it to an unpalatable reality. During the very years when the ordinary youth is forced to subordinate his luxurious imaginings to some definite discipline he fell under the influence of Madame de Warens who encouraged rather than thwarted his Arcadian bent. Later, when almost incurably confirmed in his penchant for revery, he came into contact with the refined society of Paris, an environment requiring so difficult an adjustment that no one we are told could accomplish the feat unless he had been disciplined into the appropriate habits from the age of six. He is indeed the supreme example of the unadjusted man, of the original genius whose imagination has never suffered either inner or outer constraint, who is more of an Arcadian dreamer at sixty perhaps than he was at sixteen. He writes to the Bailli de Mirabeau (31 January, 1767):

“The fatigue of thinking becomes every day more painful to me. I love to dream, but freely, allowing my mind to wander without enslaving myself to any subject. … This idle and contemplative life which you do not approve and which I do not excuse, becomes to me daily more delicious; to wander alone endlessly and ceaselessly among the trees and rocks about my dwelling, to muse or rather to be as irresponsible as I please, and as you say, to go wool-gathering; … finally to give myself up unconstrainedly to my fantasies which, thank heaven, are all within my power: that, sir, is for me the supreme enjoyment, than which I can imagine nothing superior in this world for a man at my age and in my condition.”

Rousseau, then, owes his significance not only to the fact that he was supremely imaginative in an age that was disposed to deny the supremacy of the imagination, but to the fact that he was imaginative in a particular way. A great multitude since his time must be reckoned among his followers, not because they have held certain ideas but because they have exhibited a similar quality of imagination. In seeking to define this quality of imagination we are therefore at the very heart of our subject.

It is clear from what has already been said that Rousseau’s imagination was in a general way Arcadian, and this, if not the highest, is perhaps the most prevalent type of imagination. In surveying the literature of the world one is struck not only by the universality of the pastoral or idyllic element, but by the number of forms it has assumed – forms ranging from the extreme of artificiality and conventionalism to the purest poetry. The very society against the artificiality of which Rousseau’s whole work is a protest is itself in no small degree a pastoral creation. Various elements indeed entered into the life of the drawing-room as it came to be conceived towards the beginning of the seventeenth century. The Marquise de Rambouillet and others who set out at this time to live in the grand manner were in so far governed either by genuine or by artificial decorum. But at the same time that the creators of le grand monde were aiming to be more “decent” than the men and women of the sixteenth century, they were patterning themselves upon the shepherds and shepherdesses of D’Urfé’s interminable pastoral “l’Astrée.” They were seeking to create a sort of enchanted world from which the harsh cares of ordinary life were banished and where they might be free, like true Arcadians, to discourse of love. This discourse of love was associated with what I have defined as intellectual romanticism. In spite of the attacks by the exponents of humanistic good sense (Molière, Boileau, etc.) on this drawing-room affectation, it lingered on and still led in the eighteenth century, as Rousseau complained, to “inconceivable refinements.”⁵⁴ At the same time we should recollect that there is a secret bond between all forms of Arcadian dreaming. Not only was Rousseau fascinated, like the early précieux and précieuses, by D’Urfé’s pastoral, but he himself appealed by his renewal of the main pastoral theme of love to the descendants of these former Arcadians in the polite society of his time. The love of Rousseau is associated not like that of the précieux, with the intellect, but with the emotions, and so he substitutes for a “wire-drawn and super-subtilized gallantry,” the ground-swell of elemental passion.⁵⁵ Moreover, the definitely primitivistic coloring that he gave to his imaginative renewal of the pastoral dream appealed to an age that was reaching the last stages of over-refinement. Primitivism is, strictly speaking, nothing new in the world. It always tends to appear in periods of complex civilization. The charms of the simple life and of a return to nature were celebrated especially during the Alexandrian period of Greek literature for the special delectation no doubt of the most sophisticated members of this very sophisticated society. “Nothing,” as Dr. Santayana says, “is farther from the common people than the corrupt desire to be primitive.” Primitivistic dreaming was also popular in ancient Rome at its most artificial moment. The great ancients, however, though enjoying the poetry of the primitivistic dream, were not the dupes of this dream. Horace, for example, lived at the most artificial moment of Rome when primitivistic dreaming was popular as it had been at Alexandria. He descants on the joys of the simple life in a well-known ode. One should not therefore hail him, like Schiller, as the founder of the sentimental school “of which he has remained the unsurpassed model.”⁵⁶ For the person who plans to return to nature in Horace’s poem is the old usurer Alfius, who changes his mind at the last moment and puts out his mortgages again. In short, the final attitude of the urbane Horace towards the primitivistic dream – it could hardly be otherwise – is ironical.

Rousseau seems destined to remain the supreme example, at least in the Occident, of the man who takes the primitivistic dream seriously, who attempts to set up primitivism as a philosophy and even as a religion. Rousseau’s account of his sudden illumination on the road from Paris to Vincennes is famous: the scales, he tells us, fell from his eyes even as they had from the eyes of Paul on the road to Damascus, and he saw how man had fallen from the felicity of his primitive estate; how the blissful ignorance in which he had lived at one with himself and harmless to his fellows had been broken by the rise of intellectual self-consciousness and the resulting progress in the sciences and arts. Modern students of Rousseau have, under the influence of James, taken this experience on the road to Vincennes to be an authentic case of conversion,⁵⁷ but this is merely one instance of our modern tendency to confound the subrational with the superrational. What one finds in this alleged conversion when one looks into it, is a sort of “subliminal uprush” of the Arcadian memories of his youth, especially of his life at Annecy and Les Charmettes, and at the same time the contrast between these Arcadian memories and the hateful constraints he had suffered at Paris in his attempts to adjust himself to an uncongenial environment.

We can trace even more clearly perhaps the process by which the Arcadian dreamer comes to set up as a seer, in Rousseau’s relation of the circumstances under which he came to compose his “Discourse on the Origins of Inequality.” He goes off on a sort of picnic with Thérèse into the forest of St. Germain and gives himself up to imagining the state of primitive man. “Plunged in the forest,” he says, “I sought and found there the image of primitive times of which I proudly drew the history; I swooped down on the little falsehoods of men; I ventured to lay bare their nature, to follow the progress of time and of circumstances which have disfigured it, and comparing artificial man (l’homme de l’homme) with natural man, to show in his alleged improvement the true source of his miseries. My soul, exalted by these sublime contemplations, rose into the presence of the Divinity. Seeing from this vantage point that the blind pathway of prejudices followed by my fellows was also that of their errors, misfortunes and crimes, I cried out to them in a feeble voice that they could not hear: Madmen, who are always complaining of nature, know that all your evils come from yourselves alone.”

The golden age for which the human heart has an ineradicable longing is here presented not as poetical, which it certainly is, but as a “state of nature” from which man has actually fallen. The more or less innocent Arcadian dreamer is being transformed into the dangerous Utopist. He puts the blame of the conflict and division of which he is conscious in himself upon the social conventions that set bounds to his temperament and impulses; once get rid of these purely artificial restrictions and he feels that he will again be at one with himself and “nature.” With such a vision of nature as this it is not surprising that every constraint is unendurable to Rousseau, that he likes, as Berlioz was to say of himself later, to “make all barriers crack.” He is ready to shatter all the forms of civilized life in favor of something that never existed, of a state of nature that is only the projection of his own temperament and its dominant desires upon the void. His programme amounts in practice to the indulgence of infinite indeterminate desire, to an endless and aimless vagabondage of the emotions with the imagination as their free accomplice.

This longing of the highly sophisticated person to get back to the primitive and naïve and unconscious, or what amounts to the same thing, to shake off the trammels of tradition and reason in favor of free and passionate self-expression, underlies, as I have pointed out, the conception of original genius which itself underlies the whole modern movement. A book reflecting the primitivistic trend of the eighteenth century, and at the same time pointing the way, as we shall see presently, to the working out of the fundamental primitivistic contrast between the natural and the artificial in the romanticism of the early nineteenth century, is Schiller’s “Essay on Simple and Sentimental Poetry.” The poetry that does not “look before or after,” that is free from self-questioning and self-consciousness, and has a childlike spontaneity, Schiller calls simple or naïve. The poet, on the other hand, who is conscious of his fall from nature and who, from the midst of his sophistication, longs to be back once more at his mother’s bosom, is sentimental. Homer and his heroes, for example, are naïve; Werther, who yearns in a drawing-room for the Homeric simplicity, is sentimental. The longing of the modern man for nature, says Schiller, is that of the sick man for health. It is hard to see in Schiller’s “nature” anything more than a development of Rousseau’s primitivistic Arcadia. To be sure, Schiller warns us that, in order to recover the childlike and primitive virtues still visible in the man of genius, we must not renounce culture. We must not seek to revert lazily to an Arcadia, but must struggle forward to an Elysium. Unfortunately Schiller’s Elysium has a strange likeness to Rousseau’s Arcadia; and that is because Schiller’s own conception of life is, in the last analysis, overwhelmingly sentimental. His most Elysian conception, that of a purely æsthetic Greece, a wonderland of unalloyed beauty, is also a bit of Arcadian sentimentalizing. Inasmuch as Rousseau’s state of nature never existed outside of dreamland, the Greek who is simple or naïve in this sense is likewise a myth. He has no real counterpart either in the Homeric age or any other age of Greece. It is hard to say which is more absurd, to make the Greeks naïve, or to turn Horace into a sentimentalist. One should note how this romantic perversion of the Greeks for which Schiller is largely responsible is related to his general view of the imagination. We have seen that in the “Æsthetic Letters” he maintains that if the imagination is to conceive the ideal it must be free; and that to be free it must be emancipated from purpose and engage in a sort of play. If the imagination has to subordinate itself to a real object it ceases in so far to be free. Hence the more ideal the imagination the farther it gets away from a real object. By his theory of the imagination, Schiller thus encourages that opposition between the ideal and the real which figures so largely in romantic psychology. A man may consent to adjust a mere dream to the requirements of the real, but when his dream is promoted to the dignity of an ideal it is plain that he will be less ready to make the sacrifice. Schiller’s Greece is very ideal in the sense I have just defined. It hovers before the imagination as a sort of Golden Age of pure beauty, a land of chimeras that is alone worthy of the æsthete’s habitation. As an extreme type of the romantic Hellenist, one may take Hölderlin, who was a disciple at once of Schiller and of Rousseau. He begins by urging emancipation from every form of outer and traditional control in the name of spontaneity. “Boldly forget,” he cries in the very accents of Rousseau, “what you have inherited and won – all laws and customs – and like new-born babes lift up your eyes to godlike nature.” Hölderlin has been called a “Hellenizing Werther,” and Werther, one should recollect, is only a German Saint-Preux, who is in turn, according to Rousseau’s own avowal, only an idealized image of Rousseau. The nature that Hölderlin worships and which is, like the nature of Rousseau, only an Arcadian intoxication of the imagination, he associates with a Greece which is, like the Greece of Schiller, a dreamland of pure beauty. He longs to escape into this dreamland from an actual world that seems to him intolerably artificial. The contrast between his “ideal” Greece and reality is so acute as to make all attempt at adjustment out of the question. As a result of this maladjustment his whole being finally gave way and he lingered on for many years in madness.

The acuteness of the opposition between the ideal and the real in Hölderlin recalls Shelley, who was also a romantic Hellenist, and at the same time perhaps the most purely Rousseauistic of the English romantic poets. But Shelley was also a political dreamer, and here one should note two distinct phases in his dream: a first phase that is filled with the hope of transforming the real world into an Arcadia⁵⁸ through revolutionary reform; and then a phase of elegiac disillusion when the gap between reality and his ideal refuses to be bridged.⁵⁹ Something of the same radiant political hope and the same disillusion is found in Wordsworth. In the first flush of his revolutionary enthusiasm, France seemed to him to be “standing on the top of golden hours” and pointing the way to a new birth of human nature:

 
Bliss was it in that dawn to be alive,
But to be young was very heaven! O times,
In which the meagre stale forbidding ways
Of custom, law and statute, took at once
The attraction of a country in romance!
 

When it became evident that the actual world and Utopia did not coincide after all, when the hard sequences of cause and effect that bind the present inexorably to the past refused to yield to the creations of the romantic imagination, what ensued in Wordsworth was not so much an awakening to true wisdom as a transformation of the pastoral dream. The English Lake Country became for him in some measure as it was later to be for Ruskin, the ivory tower into which he retreated from the oppression of the real. He still continued to see, if not the general order of society, at least the denizens of his chosen retreat through the Arcadian mist, and contrasted their pastoral felicity with the misery of men “barricadoed in the walls of cities.” I do not mean to disparage the poetry of humble life or to deny that many passages may be cited from Wordsworth that justify his reputation as an inspired teacher: I wish merely to point out here and elsewhere what is specifically romantic in the quality of his imagination.

After all it is to Rousseau himself even more than to his German or English followers that one needs to turn for the best examples of the all-pervasive conflict between the ideal and the actual. The psychology of this conflict is revealed with special clearness in the four letters that he wrote to M. de Malesherbes, and into which he has perhaps put more of himself than into any other similar amount of his writing. His natural indolence and impatience at the obligations and constraints of life were, he avows to M. de Malesherbes, increased by his early reading. At the age of eight he already knew Plutarch by heart and had read “all novels” and shed tears over them, he adds “by the pailful.” Hence was formed his “heroic and romantic taste” which filled him with aversion for everything that did not resemble his dreams. He had hoped at first to find the equivalent of these dreams among actual men, but after painful disillusions he had come to look with disdain on his age and his contemporaries. “I withdrew more and more from human society and created for myself a society in my imagination, a society that charmed me all the more in that I could cultivate it without peril or effort and that it was always at my call and such as I required it.” He associated this dream society with the forms of outer nature. The long walks in particular that he took during his stay at the Hermitage were, he tells us, filled with a “continual delirium” of this kind. “I peopled nature with beings according to my heart. … I created for myself a golden age to suit my fancy.” It is not unusual for a man thus to console himself for his poverty in the real relations of life by accumulating a huge hoard of fairy gold. Where the Rousseauist goes beyond the ordinary dreamer is in his proneness to regard his retirement into some land of chimeras as a proof of his nobility and distinction. Poetry and life he feels are irreconcilably opposed to each other, and he for his part is on the side of poetry and the “ideal.” Goethe symbolized the hopelessness of this conflict in the suicide of the young Werther. But though Werther died, his creator continued to live, and more perhaps than any other figure in the whole Rousseauistic movement perceived the peril of this conception of poetry and the ideal. He saw phantasts all about him who refused to be reconciled to the gap between the infinitude of their longing and the platitude of their actual lot. Perhaps no country and time ever produced more such phantasts than Germany of the Storm and Stress and romantic periods – partly no doubt because it did not offer any proper outlet for the activity of generous youths. Goethe himself had been a phantast, and so it was natural in works like his “Tasso” that he should show himself specially preoccupied with the problem of the poet and his adjustment to life. About the time that he wrote this play, he was, as he tells us, very much taken up with thoughts of “Rousseau and his hypochondriac misery.” Rousseau for his part felt a kinship between himself and Tasso, and Goethe’s Tasso certainly reminds us very strongly of Rousseau. Carried away by his Arcadian imaginings, Tasso violates the decorum that separates him from the princess with whom he has fallen in love. As a result of the rebuffs that follow, his dream changes into a nightmare, until he finally falls like Rousseau into wild and random suspicion and looks on himself as the victim of a conspiracy. In opposition to Tasso is the figure of Antonio, the man of the world, whose imagination does not run away with his sense of fact, and who is therefore equal to the “demands of the day.” The final reconciliation between Tasso and Antonio, if not very convincing dramatically, symbolizes at least what Goethe achieved in some measure in his own life. There were moments, he declares, when he might properly look upon himself as mad, like Rousseau. He escaped from this world of morbid brooding, this giddy downward gazing into the bottomless pit of the romantic heart against which he utters a warning in Tasso, by his activity at the court of Weimar, by classical culture, by scientific research. Goethe carries the same problem of reconciling the ideal to the real a stage further in his “Wilhelm Meister.” The more or less irresponsible and Bohemian youth that we see at the beginning learns by renunciation and self-limitation to fit into a life of wholesome activity. Goethe saw that the remedy for romantic dreaming is work, though he is open to grave criticism, as I shall try to show elsewhere, for his unduly naturalistic conception of work. But the romanticists as a rule did not wish work in any sense and so, attracted as they were by the free artistic life of Meister at the beginning, they looked upon his final adjustment to the real as a base capitulation to philistinism. Novalis described the book as a “Candide directed against poetry,” and set out to write a counterblast in “Heinrich von Ofterdingen.” This apotheosis of pure poetry, as he meant it to be, is above all an apotheosis of the wildest vagabondage of the imagination. Novalis did not, however, as a result of the conflict between the ideal and the real, show any signs of going mad like Hölderlin, or of simply fading from life like his friend Wackenroder. Like E. T. A. Hoffmann and a certain number of other phantasts he had a distinct gift for leading a dual life – for dividing himself into a prosaic self which went one way, and a poetical self which went another.