Kitabı oku: «The Golden Bough: A Study in Magic and Religion (Third Edition, Vol. 09 of 12)», sayfa 15

Annual human scapegoats in Europe. The expulsion of Posterli in Switzerland.

Human scapegoats, as we shall see presently, were well known in classical antiquity, and even in mediæval Europe the custom seems not to have been wholly extinct. In the town of Halberstadt, in Thüringen, there was a church said to have been founded by Charlemagne. In this church every year they chose a man, who was believed to be stained with heinous sins. On the first day of Lent he was brought to the church, dressed in mourning garb, with his head muffled up. At the close of the service he was turned out of the church. During the forty days of Lent he perambulated the city barefoot, neither entering the churches nor speaking to any one. The canons took it in turn to feed him. After midnight he was allowed to sleep in the streets. On the day before Good Friday, after the consecration of the holy oil, he was readmitted to the church and absolved from his sins. The people gave him money. He was called Adam, and was now believed to be in a state of innocence.⁵²⁸ At Entlebuch, in Switzerland, down to the close of the eighteenth century, the custom of annually expelling a scapegoat was preserved in the ceremony of driving “Posterli” from the village into the lands of the neighbouring village. “Posterli” was represented by a lad disguised as an old witch or as a goat or an ass. Amid a deafening noise of horns, clarionets, bells, whips, and so forth, he was driven out. Sometimes “Posterli” was represented by a puppet, which was drawn on a sledge and left in a corner of the neighbouring village. The ceremony took place on the Thursday evening of the last week but one before Christmas.⁵²⁹

Annual expulsion of the devil, personified by a man, from Munich on Ascension Day.

In Munich down to about a hundred years ago the expulsion of the devil from the city used to be annually enacted on Ascension Day. On the Eve of Ascension Day a man disguised as a devil was chased through the streets, which were then narrow and dirty in contrast to the broad, well-kept thoroughfares, lined with imposing buildings, which now distinguish the capital of Bavaria. His pursuers were dressed as witches and wizards and provided with the indispensable crutches, brooms, and pitchforks which make up the outfit of these uncanny beings. While the devil fled before them, the troop of maskers made after him with wild whoops and halloos, and when they overtook him they ducked him in puddles or rolled him on dunghills. In this way the demon at last succeeded in reaching the palace, where he put off his hideous and now filthy disguise and was rewarded for his vicarious sufferings by a copious meal. The devilish costume which he had thrown off was then stuffed with hay and straw and conveyed to a particular church (the Frauenkirche), where it was kept over night, being hung by a rope from a window in the tower. On the afternoon of Ascension Day, before the Vesper service began, an image of the Saviour was drawn up to the roof of the church, no doubt to symbolize the event which the day commemorates. Then burning tow and wafers were thrown on the people. Meantime the effigy of the devil, painted black, with a pair of horns and a lolling red tongue, had been dangling from the church tower, to the delight of a gaping crowd of spectators gathered before the church. It was now flung down into their midst, and a fierce struggle for possession of it took place among the rabble. Finally, it was carried out of the town by the Isar gate and burned on a neighbouring height, “in order that the foul fiend might do no harm to the city.” The custom died out at Munich towards the end of the eighteenth century; but it is said that similar ceremonies are observed to this day in some villages of Upper Bavaria.⁵³⁰

The pardoned criminal at Rouen on Ascension Day may have been a public scapegoat.

This quaint ceremony suggests that the pardoned criminal who used to play the principal part in a solemn religious procession on Ascension Day at Rouen⁵³¹ may in like manner have originally served, if not as a representative of the devil, at least as a public scapegoat, who relieved the whole people of their sins and sorrows for a year by taking them upon himself. This would explain why the gaol had to be raked in order to furnish one who would parade with the highest ecclesiastical dignitaries in their gorgeous vestments through the streets of Rouen, while the church bells pealed out, the clergy chanted, banners waved, and every circumstance combined to enhance the pomp and splendour of the pageant. It would add a pathetic significance to the crowning act of the ceremony, when on a lofty platform in the public square, with the eyes of a great and silent multitude turned upon him, the condemned malefactor received from the Church the absolution and remission of his sins; for if the rite is to be interpreted in the way here suggested, the sins which were thus forgiven were those not of one man only but of the whole people. No wonder, then, that when the sinner, now a sinner no more, rose from his knees and thrice lifted the silver shrine of St. Romain in his arms, the whole vast assembly in the square broke out into joyous cries of “Noel! Noel! Noel!” which they understood to signify, “God be with us!” In Christian countries no more appropriate season could be selected for the ceremony of the human scapegoat than Ascension Day, which commemorates the departure from earth of Him who, in the belief of millions, took away the sins of the world.⁵³²

Divine animals as scapegoats in India and ancient Egypt.

Sometimes the scapegoat is a divine animal. The people of Malabar share the Hindoo reverence for the cow, to kill and eat which “they esteem to be a crime as heinous as homicide or wilful murder.” Nevertheless the “Bramans transfer the sins of the people into one or more Cows, which are then carry'd away, both the Cows and the Sins wherewith these Beasts are charged, to what place the Braman shall appoint.”⁵³³ When the ancient Egyptians sacrificed a bull, they invoked upon its head all the evils that might otherwise befall themselves and the land of Egypt, and thereupon they either sold the bull's head to the Greeks or cast it into the river.⁵³⁴ Now, it cannot be said that in the times known to us the Egyptians worshipped bulls in general, for they seem to have commonly killed and eaten them.⁵³⁵ But a good many circumstances point to the conclusion that originally all cattle, bulls as well as cows, were held sacred by the Egyptians. For not only were all cows esteemed holy by them and never sacrificed, but even bulls might not be sacrificed unless they had certain natural marks; a priest examined every bull before it was sacrificed; if it had the proper marks, he put his seal on the animal in token that it might be sacrificed; and if a man sacrificed a bull which had not been sealed, he was put to death. Moreover, the worship of the black bulls Apis and Mnevis, especially the former, played an important part in Egyptian religion; all bulls that died a natural death were carefully buried in the suburbs of the cities, and their bones were afterwards collected from all parts of Egypt and interred in a single spot; and at the sacrifice of a bull in the great rites of Isis all the worshippers beat their breasts and mourned.⁵³⁶ On the whole, then, we are perhaps entitled to infer that bulls were originally, as cows were always, esteemed sacred by the Egyptians, and that the slain bull upon whose head they laid the misfortunes of the people was once a divine scapegoat. It seems not improbable that the lamb annually slain by the Madis of Central Africa is a divine scapegoat, and the same supposition may partly explain the Zuni sacrifice of the turtle.⁵³⁷

Divine men as scapegoats among the Gonds of India and the Albanians of the Caucasus.

Lastly, the scapegoat may be a divine man. Thus, in November the Gonds of India worship Ghansyam Deo, the protector of the crops, and at the festival the god himself is said to descend on the head of one of the worshippers, who is suddenly seized with a kind of fit and, after staggering about, rushes off into the jungle, where it is believed that, if left to himself, he would die mad. However, they bring him back, but he does not recover his senses for one or two days. The people think that one man is thus singled out as a scapegoat for the sins of the rest of the village.⁵³⁸ In the temple of the Moon the Albanians of the Eastern Caucasus kept a number of sacred slaves, of whom many were inspired and prophesied. When one of these men exhibited more than usual symptoms of inspiration or insanity, and wandered solitary up and down the woods, like the Gond in the jungle, the high priest had him bound with a sacred chain and maintained him in luxury for a year. At the end of the year he was anointed with unguents and led forth to be sacrificed. A man whose business it was to slay these human victims and to whom practice had given dexterity, advanced from the crowd and thrust a sacred spear into the victim's side, piercing his heart. From the manner in which the slain man fell, omens were drawn as to the welfare of the commonwealth. Then the body was carried to a certain spot where all the people stood upon it as a purificatory ceremony.⁵³⁹ This last circumstance clearly indicates that the sins of the people were transferred to the victim, just as the Jewish priest transferred the sins of the people to the scapegoat by laying his hands on the animal's head; and since the man was believed to be possessed by the divine spirit, we have here an undoubted example of a man-god slain to take away the sins and misfortunes of the people.

Annual human scapegoats in Tibet. The Jalno, the temporary ruler of Lhasa.

In Tibet the ceremony of the scapegoat presents some remarkable features. The Tibetan new year begins with the new moon which appears about the fifteenth of February. For twenty-three days afterwards the government of Lhasa, the capital, is taken out of the hands of the ordinary rulers and entrusted to the monk of the Debang monastery who offers to pay the highest sum for the privilege. The successful bidder is called the Jalno, and he announces his accession to power in person, going through the streets of Lhasa with a silver stick in his hand. Monks from all the neighbouring monasteries and temples assemble to pay him homage. The Jalno exercises his authority in the most arbitrary manner for his own benefit, as all the fines which he exacts are his by purchase. The profit he makes is about ten times the amount of the purchase money. His men go about the streets in order to discover any conduct on the part of the inhabitants that can be found fault with. Every house in Lhasa is taxed at this time, and the slightest offence is punished with unsparing rigour by fines. This severity of the Jalno drives all working classes out of the city till the twenty-three days are over. But if the laity go out, the clergy come in. All the Buddhist monasteries of the country for miles round about open their gates and disgorge their inmates. All the roads that lead down into Lhasa from the neighbouring mountains are full of monks hurrying to the capital, some on foot, some on horseback, some riding asses or lowing oxen, all carrying their prayer-books and culinary utensils. In such multitudes do they come that the streets and squares of the city are encumbered with their swarms, and incarnadined with their red cloaks. The disorder and confusion are indescribable. Bands of the holy men traverse the streets chanting prayers or uttering wild cries. They meet, they jostle, they quarrel, they fight; bloody noses, black eyes, and broken heads are freely given and received. All day long, too, from before the peep of dawn till after darkness has fallen, these red-cloaked monks hold services in the dim incense-laden air of the great Machindranath temple, the cathedral of Lhasa; and thither they crowd thrice a day to receive their doles of tea and soup and money. The cathedral is a vast building, standing in the centre of the city, and surrounded by bazaars and shops. The idols in it are richly inlaid with gold and precious stones.

The Jalno and the King of the Years. Expulsion of the King of the Years.

Twenty-four days after the Jalno has ceased to have authority, he assumes it again, and for ten days acts in the same arbitrary manner as before. On the first of the ten days the priests again assemble at the cathedral, pray to the gods to prevent sickness and other evils among the people, “and, as a peace-offering, sacrifice one man. The man is not killed purposely, but the ceremony he undergoes often proves fatal.⁵⁴⁰ Grain is thrown against his head, and his face is painted half white, half black.” Thus grotesquely disguised, and carrying a coat of skin on his arm, he is called the King of the Years, and sits daily in the market-place, where he helps himself to whatever he likes and goes about shaking a black yak's tail over the people, who thus transfer their bad luck to him. On the tenth day, all the troops in Lhasa march to the great temple and form in line before it. The King of the Years is brought forth from the temple and receives small donations from the assembled multitude. He then ridicules the Jalno, saying to him, “What we perceive through the five senses is no illusion. All you teach is untrue,” and the like. The Jalno, who represents the Grand Lama for the time being, contests these heretical opinions; the dispute waxes warm, and at last both agree to decide the questions at issue by a cast of the dice, the Jalno offering to change places with the scapegoat should the throw be against him. If the King of the Years wins, much evil is prognosticated; but if the Jalno wins, there is great rejoicing, for it proves that his adversary has been accepted by the gods as a victim to bear all the sins of the people of Lhasa. Fortune, however, always favours the Jalno, who throws sixes with unvarying success, while his opponent turns up only ones. Nor is this so extraordinary as at first sight it might appear; for the Jalno's dice are marked with nothing but sixes and his adversary's with nothing but ones. When he sees the finger of Providence thus plainly pointed against him, the King of the Years is terrified and flees away upon a white horse, with a white dog, a white bird, salt, and so forth, which have all been provided for him by the government. His face is still painted half white and half black, and he still wears his leathern coat. The whole populace pursues him, hooting, yelling, and firing blank shots in volleys after him. Thus driven out of the city, he is detained for seven days in the great chamber of horrors at the Samyas monastery, surrounded by monstrous and terrific images of devils and skins of huge serpents and wild beasts. Thence he goes away into the mountains of Chetang, where he has to remain an outcast for several months or a year in a narrow den. If he dies before the time is out, the people say it is an auspicious omen; but if he survives, he may return to Lhasa and play the part of scapegoat over again the following year.⁵⁴¹

The Grand Lama, the Jalno, and the King of the Years in their relations to each other. Probability that of old the Tibetan scapegoat was put to death as a substitute for the Grand Lama.

This quaint ceremonial, still annually observed in the secluded capital of Buddhism – the Rome of Asia – is interesting because it exhibits, in a clearly marked religious stratification, a series of divine redeemers themselves redeemed, of vicarious sacrifices vicariously atoned for, of gods undergoing a process of fossilization, who, while they retain the privileges, have disburdened themselves of the pains and penalties of divinity. In the Jalno we may without undue straining discern a successor of those temporary kings, those mortal gods, who purchase a short lease of power and glory at the price of their lives. That he is the temporary substitute of the Grand Lama is certain; that he is, or was once, liable to act as scapegoat for the people is made nearly certain by his offer to change places with the real scapegoat – the King of the Years – if the arbitrament of the dice should go against him. It is true that the conditions under which the question is now put to the hazard have reduced the offer to an idle form. But such forms are no mere mushroom growths, springing up of themselves in a night. If they are now lifeless formalities, empty husks devoid of significance, we may be sure that they once had a life and a meaning; if at the present day they are blind alleys leading nowhere, we may be certain that in former days they were paths that led somewhere, if only to death. That death was the goal to which of old the Tibetan scapegoat passed after his brief period of licence in the market-place, is a conjecture that has much to commend it. Analogy suggests it; the blank shots fired after him, the statement that the ceremony often proves fatal, the belief that his death is a happy omen, all confirm it. We need not wonder then that the Jalno, after paying so dear to act as deputy-deity for a few weeks, should have preferred to die by deputy rather than in his own person when his time was up. The painful but necessary duty was accordingly laid on some poor devil, some social outcast, some wretch with whom the world had gone hard, who readily agreed to throw away his life at the end of a few days if only he might have his fling in the meantime. For observe that while the time allowed to the original deputy – the Jalno – was measured by weeks, the time allowed to the deputy's deputy was cut down to days, ten days according to one authority, seven days according to another. So short a rope was doubtless thought a long enough tether for so black or sickly a sheep; so few sands in the hour-glass, slipping so fast away, sufficed for one who had wasted so many precious years. Hence in the jack-pudding who now masquerades with motley countenance in the market-place of Lhasa, sweeping up misfortune with a black yak's tail, we may fairly see the substitute of a substitute, the vicar of a vicar, the proxy on whose back the heavy burden was laid when it had been lifted from nobler shoulders. But the clue, if we have followed it aright, does not stop at the Jalno; it leads straight back to the pope of Lhasa himself, the Grand Lama, of whom the Jalno is merely the temporary vicar. The analogy of many customs in many lands points to the conclusion that, if this human divinity stoops to resign his ghostly power for a time into the hands of a substitute, it is, or rather was once, for no other reason than that the substitute might die in his stead. Thus through the mist of ages unillumined by the lamp of history, the tragic figure of the pope of Buddhism – God's vicar on earth for Asia – looms dim and sad as the man-god who bore his people's sorrows, the Good Shepherd who laid down his life for the sheep.

Chapter V. On Scapegoats in General

General remarks.

The foregoing survey of the custom of publicly expelling the accumulated evils of a village or town or country suggests a few general observations.

First, the immediate and the mediate expulsions of evil are identical in intention.

In the first place, it will not be disputed that what I have called the immediate and the mediate expulsions of evil are identical in intention; in other words, that whether the evils are conceived of as invisible or as embodied in a material form, is a circumstance entirely subordinate to the main object of the ceremony, which is simply to effect a total clearance of all the ills that have been infesting a people. If any link were wanting to connect the two kinds of expulsion, it would be furnished by such a practice as that of sending the evils away in a litter or a boat. For here, on the one hand, the evils are invisible and intangible; and, on the other hand, there is a visible and tangible vehicle to convey them away. And a scapegoat is nothing more than such a vehicle.

Second, the annual expulsion of evil generally coincides with some well-marked change of season, such as the beginning or end of winter, the beginning or end of the rainy season, etc.

In the second place, when a general clearance of evils is resorted to periodically, the interval between the celebrations of the ceremony is commonly a year, and the time of year when the ceremony takes place usually coincides with some well-marked change of season, such as the beginning or end of winter in the arctic and temperate zones, and the beginning or end of the rainy season in the tropics. The increased mortality which such climatic changes are apt to produce, especially amongst ill-fed, ill-clothed, and ill-housed savages, is set down by primitive man to the agency of demons, who must accordingly be expelled. Hence, in the tropical regions of New Britain and Peru, the devils are or were driven out at the beginning of the rainy season; hence, on the dreary coasts of Baffin Land, they are banished at the approach of the bitter arctic winter. When a tribe has taken to husbandry, the time for the general expulsion of devils is naturally made to agree with one of the great epochs of the agricultural year, as sowing, or harvest; but, as these epochs themselves naturally coincide with changes of season, it does not follow that the transition from the hunting or pastoral to the agricultural life involves any alteration in the time of celebrating this great annual rite. Some of the agricultural communities of India and the Hindoo Koosh, as we have seen, hold their general clearance of demons at harvest, others at sowing-time. But, at whatever season of the year it is held, the general expulsion of devils commonly marks the beginning of the new year. For, before entering on a new year, people are anxious to rid themselves of the troubles that have harassed them in the past; hence it comes about that in so many communities the beginning of the new year is inaugurated with a solemn and public banishment of evil spirits.

Third, the annual expulsion of evil is commonly preceded or followed by a period of general license.

In the third place, it is to be observed that this public and periodic expulsion of devils is commonly preceded or followed by a period of general license, during which the ordinary restraints of society are thrown aside, and all offences, short of the gravest, are allowed to pass unpunished. In Guinea and Tonquin the period of license precedes the public expulsion of demons; and the suspension of the ordinary government in Lhasa previous to the expulsion of the scapegoat is perhaps a relic of a similar period of universal license. Amongst the Hos of India the period of license follows the expulsion of the devil. Amongst the Iroquois it hardly appears whether it preceded or followed the banishment of evils. In any case, the extraordinary relaxation of all ordinary rules of conduct on such occasions is doubtless to be explained by the general clearance of evils which precedes or follows it. On the one hand, when a general riddance of evil and absolution from all sin is in immediate prospect, men are encouraged to give the rein to their passions, trusting that the coming ceremony will wipe out the score which they are running up so fast. On the other hand, when the ceremony has just taken place, men's minds are freed from the oppressive sense, under which they generally labour, of an atmosphere surcharged with devils; and in the first revulsion of joy they overleap the limits commonly imposed by custom and morality. When the ceremony takes place at harvest-time, the elation of feeling which it excites is further stimulated by the state of physical wellbeing produced by an abundant supply of food.⁵⁴²

Fourth, the use of a divine man or animal as a scapegoat is remarkable.

Fourthly, the employment of a divine man or animal as a scapegoat is especially to be noted; indeed, we are here directly concerned with the custom of banishing evils only in so far as these evils are believed to be transferred to a god who is afterwards slain. It may be suspected that the custom of employing a divine man or animal as a public scapegoat is much more widely diffused than appears from the examples cited. For, as has already been pointed out, the custom of killing a god dates from so early a period of human history that in later ages, even when the custom continues to be practised, it is liable to be misinterpreted. The divine character of the animal or man is forgotten, and he comes to be regarded merely as an ordinary victim. This is especially likely to be the case when it is a divine man who is killed. For when a nation becomes civilized, if it does not drop human sacrifices altogether, it at least selects as victims only such wretches as would be put to death at any rate. Thus the killing of a god may sometimes come to be confounded with the execution of a criminal.

Why a dying god should serve as a scapegoat.

If we ask why a dying god should be chosen to take upon himself and carry away the sins and sorrows of the people, it may be suggested that in the practice of using the divinity as a scapegoat we have a combination of two customs which were at one time distinct and independent. On the one hand we have seen that it has been customary to kill the human or animal god in order to save his divine life from being weakened by the inroads of age. On the other hand we have seen that it has been customary to have a general expulsion of evils and sins once a year. Now, if it occurred to people to combine these two customs, the result would be the employment of the dying god as a scapegoat. He was killed, not originally to take away sin, but to save the divine life from the degeneracy of old age; but, since he had to be killed at any rate, people may have thought that they might as well seize the opportunity to lay upon him the burden of their sufferings and sins, in order that he might bear it away with him to the unknown world beyond the grave.

The use of a divinity as scapegoat explains an ambiguity in the ceremony of “Carrying out Death.”

The use of the divinity as a scapegoat clears up the ambiguity which, as we saw, appears to hang about the European folk-custom of “carrying out Death.”⁵⁴³ Grounds have been shewn for believing that in this ceremony the so-called Death was originally the spirit of vegetation, who was annually slain in spring, in order that he might come to life again with all the vigour of youth. But, as I pointed out, there are certain features in the ceremony which are not explicable on this hypothesis alone. Such are the marks of joy with which the effigy of Death is carried out to be buried or burnt, and the fear and abhorrence of it manifested by the bearers. But these features become at once intelligible if we suppose that the Death was not merely the dying god of vegetation, but also a public scapegoat, upon whom were laid all the evils that had afflicted the people during the past year. Joy on such an occasion is natural and appropriate; and if the dying god appears to be the object of that fear and abhorrence which are properly due not to himself, but to the sins and misfortunes with which he is laden, this arises merely from the difficulty of distinguishing, or at least of marking the distinction, between the bearer and the burden. When the burden is of a baleful character, the bearer of it will be feared and shunned just as much as if he were himself instinct with those dangerous properties of which, as it happens, he is only the vehicle. Similarly we have seen that disease-laden and sin-laden boats are dreaded and shunned by East Indian peoples.⁵⁴⁴ Again, the view that in these popular customs the Death is a scapegoat as well as a representative of the divine spirit of vegetation derives some support from the circumstance that its expulsion is always celebrated in spring and chiefly by Slavonic peoples. For the Slavonic year began in spring;⁵⁴⁵ and thus, in one of its aspects, the ceremony of “carrying out Death” would be an example of the widespread custom of expelling the accumulated evils of the old year before entering on a new one.