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The Music of the
Primes Why an Unsolved Problem in Mathematics Matters

Marcus du Sautoy


Copyright

Fourth Estate

An imprint of HarperCollinsPublishers Ltd. 1 London Bridge Street London SE1 9GF

www.harpercollins.co.uk

This edition published by Harper Perennial 2004

First published by Fourth Estate 2003

Copyright © Marcus du Sautoy 2003

PS section copyright © Josh Lacey 2004

PS™ is a trademark of HarperCollinsPublishers Ltd.

Marcus du Sautoy asserts the moral right to be identified as the author of this work

A catalogue record for this book is available from the British Library

All rights reserved under International and Pan-American Copyright Conventions. By payment of the required fees, you have been granted the nonexclusive, nontransferable right to access and read the text of this ebook on-screen. No part of this text may be reproduced, transmitted, downloaded, decompiled, reverse engineered, or stored in or introduced into any information storage and retrieval system, in any form or by any means, whether electronic or mechanical, now known or hereinafter invented, without the express written permission of HarperCollins e-books

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Source ISBN: 9781841155807

Ebook Edition © MAY 2012 ISBN: 9780007375875

Version: 2017-05-03

Praise

From the reviews of The Music of the Primes:

‘A gripping, entertaining and thought-provoking book. Du Sautoy is certainly a brilliant storyteller and introduces us to some great personalities … Even if you don’t understand the maths, this is still a fascinating book. And if you do understand some of it, it will have you running for your calculator as you try to work out some of the riddles along the way’

Independent on Sunday

‘Delightfully entertaining … [Du Sautoy] has been successful in setting up a compelling dramatis personae of mathematicians, with every character vividly illuminated with anecdotes and felicitous comment’

Guardian

‘Du Sautoy … laces the ideas with history, anecdote and personalia – an entertaining mix that renders an austere subject palatable … Even those with a mathematical allergy can enjoy du Sautoy’s depictions of his cast of characters’

The Times

‘The subject is daunting, but du Sautoy writes with admirable clarity and verve’

Daily Mail

‘An engaging and accessible history of work on prime numbers and the Riemann hypothesis’

Economist

‘Entertaining … looks certain to be a great success’

Nature

Dedication

For the memory of

Yonathan du Sautoy October 21, 2000

Contents

Cover

Title Page

Copyright

Praise

Dedication

1 Who Wants To Be a Millionaire?

2 The Atoms of Arithmetic

3 Riemann’s Imaginary Mathematical Looking-Glass

4 The Riemann Hypothesis: From Random Primes to Orderly Zeros

5 The Mathematical Relay Race: Realising Riemann’s Revolution

6 Ramanujan, the Mathematical Mystic

7 Mathematical Exodus: From Göttingen to Princeton

8 Machines of the Mind

9 The Computer Age: From the Mind to the Desktop

10 Cracking Numbers and Codes

11 From Orderly Zeros to Quantum Chaos

12 The Missing Piece of the Jigsaw

Keep Reading

Acknowledgements

Further Reading

Illustration and Text Credits

Index

P.S.

About the Author

Portrait of Marcus du Sautoy

Snapshot

Top Ten Favourite Books

About the Book

A Critical Eye

Jerzy Grotowski

Read On

If You Loved This, You’ll Like …

Find Out More

About the Author

About the Publisher

CHAPTER ONE
Who Wants To Be a Millionaire?

‘Do we know what the sequence of numbers is? Okay, here, we can do it in our heads … fifty-nine, sixty-one, sixty-seven … seventy-one … Aren’t these all prime numbers?’ A little buzz of excitement circulated through the control room. Ellie’s own face momentarily revealed a flutter of something deeply felt, but this was quickly replaced by a sobriety, a fear of being carried away, an apprehension about appearing foolish, Unscientific. Carl Sagan, Contact

One hot and humid morning in August 1900, David Hilbert of the University of Göttingen addressed the International Congress of Mathematicians in a packed lecture hall at the Sorbonne, Paris. Already recognised as one of the greatest mathematicians of the age, Hilbert had prepared a daring lecture. He was going to talk about what was unknown rather than what had already been proved. This went against all the accepted conventions, and the audience could hear the nervousness in Hilbert’s voice as he began to lay out his vision for the future of mathematics. ‘Who of us would not be glad to lift the veil behind which the future lies hidden; to cast a glance at the next advances of our science and at the secrets of its development during future centuries?’ To herald the new century, Hilbert challenged the audience with a list of twenty-three problems that he believed should set the course for the mathematical explorers of the twentieth century.

The ensuing decades saw many of the problems answered, and those who discovered the solutions make up an illustrious band of mathematicians known as ‘the honours class’. It includes the likes of Kurt Gödel and Henri Poincaré, along with many other pioneers whose ideas have transformed the mathematical landscape. But there was one problem, the eighth on Hilbert’s list, which looked as if it would survive the century without a champion: the Riemann Hypothesis.

Of all the challenges that Hilbert had set, the eighth had a special place in his heart. There is a German myth about Frederick Barbarossa, a much-loved German emperor who died during the Third Crusade. A legend grew that he was still alive, asleep in a cavern in the Kyffhäuser Mountains. He would awake only when Germany needed him. Somebody allegedly asked Hilbert, ‘If you were to be revived like Barbarossa, after five hundred years, what would you do?’ His reply: ‘I would ask, “Has someone proved the Riemann Hypothesis?”’

As the twentieth century drew to a close, most mathematicians had resigned themselves to the fact that this jewel amongst all of Hilbert’s problems was not only likely to outlive the century, but might still be unanswered when Hilbert awoke from his five-hundred-year slumber. He had stunned the first International Congress of the twentieth century with his revolutionary lecture full of the unknown. However, there turned out to be a surprise in store for those mathematicians who were planning to attend the last Congress of the century.

On April 7, 1997, computer screens across the mathematical world flashed up some extraordinary news. Posted on the website of the International Congress of Mathematicians that was to be held the following year in Berlin was an announcement that the Holy Grail of mathematics had finally been claimed. The Riemann Hypothesis had been proved. It was news that would have a profound effect. The Riemann Hypothesis is a problem which is central to the whole of mathematics. As they read their email, mathematicians were thrilling to the prospect of understanding one of the greatest mathematical mysteries.

The announcement came in a letter from Professor Enrico Bombieri. One could not have asked for a better, more respected source. Bombieri is one of the guardians of the Riemann Hypothesis and is based at the prestigious Institute for Advanced Study in Princeton, once home to Einstein and Gödel. He is very softly spoken, but mathematicians always listen carefully to anything he has to say.

Bombieri grew up in Italy, where his prosperous family’s vineyards gave him a taste for the good things in life. He is fondly referred to by colleagues as ‘the Mathematical Aristocrat’. In his youth he always cut a dashing figure at conferences in Europe, often arriving in a fancy sports car. Indeed, he was quite happy to fuel a rumour that he’d once come sixth in a twenty-four-hour rally in Italy. His successes on the mathematical circuit were more concrete and led to an invitation in the 1970s to go to Princeton, where he has remained ever since. He has replaced his enthusiasm for rallying with a passion for painting, especially portraits.

But it is the creative art of mathematics, and in particular the challenge of the Riemann Hypothesis, that gives Bombieri the greatest buzz. The Riemann Hypothesis had been an obsession for Bombieri ever since he first read about it at the precocious age of fifteen. He had always been fascinated by properties of numbers as he browsed through the mathematics books his father, an economist, had collected in his extensive library. The Riemann Hypothesis, he discovered, was regarded as the deepest and most fundamental problem in number theory. His passion for the problem was further fuelled when his father offered to buy him a Ferrari if he ever solved it – a desperate attempt on his father’s part to stop Enrico driving his own model.

According to his email, Bombieri had been beaten to his prize. ‘There are fantastic developments to Alain Connes’s lecture at IAS last Wednesday,’ Bombieri began. Several years previously, the mathematical world had been set alight by the news that Alain Connes had turned his attention to trying to crack the Riemann Hypothesis. Connes is one of the revolutionaries of the subject, a benign Robespierre of mathematics to Bombieri’s Louis XVI. He is an extraordinarily charismatic figure whose fiery style is far from the image of the staid, awkward mathematician. He has the drive of a fanatic convinced of his world-view, and his lectures are mesmerising. Amongst his followers he has almost cult status. They will happily join him on the mathematical barricades to defend their hero against any counter-offensive mounted from the ancien régime’s entrenched positions.

Connes is based at France’s answer to the Institute in Princeton, the Institut des Hautes Études Scientifiques in Paris. Since his arrival there in 1979, he has created a completely new language for understanding geometry. He is not afraid to take the subject to the extremes of abstraction. Even the majority of the mathematical ranks who are usually at home with their subject’s highly conceptual approach to the world have balked at the abstract revolution Connes is proposing. Yet, as he has demonstrated to those who doubt the necessity for such stark theory, his new language for geometry holds many clues to the real world of quantum physics. If it has instilled terror in the hearts of the mathematical masses, then so be it.

Connes’s audacious belief that his new geometry could unmask not only the world of quantum physics but explain the Riemann Hypothesis – the greatest mystery about numbers – was met with surprise and even shock. It reflected his disregard for conventional boundaries that he dare venture into the heart of number theory and confront head-on the most difficult outstanding problem in mathematics. Since his arrival on the scene in the mid-nineties, there had been an expectancy in the air that if anyone had the resources to conquer this notoriously difficult problem, it was Alain Connes.

But it was not Connes who appeared to have found the last piece in the complex jigsaw. Bombieri went on to explain that a young physicist in the audience had seen ‘in a flash’ how to use his bizarre world of ‘super-symmetric fermionic—bosonic systems’ to attack the Riemann Hypothesis. Not many mathematicians knew quite what this cocktail of buzzwords meant, but Bombieri explained that it described ‘the physics corresponding to a near-absolute zero ensemble of a mixture of anyons and morons with opposite spins’. It still sounded rather obscure, but then this was after all the solution to the most difficult problem in the history of mathematics, so no one was expecting an easy solution. According to Bombieri, after six days of uninterrupted work and with the help of a new computer language called MISPAR, the young physicist had finally cracked mathematics’ toughest problem.

Bombieri concluded his email with the words, ‘Wow! Please give this the highest diffusion.’ Although it was extraordinary that a young physicist had ended up proving the Riemann Hypothesis, it came as no great surprise. Much of mathematics had found itself entangled with physics over the past few decades. Despite being a problem with its heart in the theory of numbers, the Riemann Hypothesis had for some years been showing unexpected resonances with problems in particle physics.

Mathematicians were changing their travel plans to fly in to Princeton to share the moment. Memories were still fresh with the excitement of a few years earlier when an English mathematician, Andrew Wiles, had announced a proof of Fermat’s Last Theorem in a lecture delivered in Cambridge in June 1993. Wiles had proved that Fermat had been right in his claim that the equation xn + yn = zn has no solutions when n is bigger than 2. As Wiles laid down his chalk at the end of the lecture, the champagne bottles started popping and the cameras began flashing.

Mathematicians knew, however, that proving the Riemann Hypothesis would be of far greater significance for the future of mathematics than knowing that Fermat’s equation has no solutions. As Bombieri had discovered at the tender age of fifteen, the Riemann Hypothesis seeks to understand the most fundamental objects in mathematics – prime numbers.

Prime numbers are the very atoms of arithmetic. The primes are those indivisible numbers that cannot be written as two smaller numbers multiplied together. The numbers 13 and 17 are prime, whilst 15 is not since it can be written as 3 times 5. The primes are the jewels studded throughout the vast expanse of the infinite universe of numbers that mathematicians have explored down the centuries. For mathematicians they instil a sense of wonder: 2, 3, 5, 7, 11, 13, 17, 19, 23, … – timeless numbers that exist in some world independent of our physical reality. They are Nature’s gift to the mathematician.

Their importance to mathematics comes from their power to build all other numbers. Every number that is not a prime can be constructed by multiplying together these prime building blocks. Every molecule in the physical world can be built out of atoms in the periodic table of chemical elements. A list of the primes is the mathematician’s own periodic table. The prime numbers 2, 3 and 5 are the hydrogen, helium and lithium in the mathematician’s laboratory. Mastering these building blocks offers the mathematician the hope of discovering new ways of charting a course through the vast complexities of the mathematical world.

Yet despite their apparent simplicity and fundamental character, prime numbers remain the most mysterious objects studied by mathematicians. In a subject dedicated to finding patterns and order, the primes offer the ultimate challenge. Look through a list of prime numbers, and you’ll find that it’s impossible to predict when the next prime will appear. The list seems chaotic, random, and offers no clues as to how to determine the next number. The list of primes is the heartbeat of mathematics, but it is a pulse wired by a powerful caffeine cocktail:


The prime numbers up to 100 – mathematics’ irregular heartbeat.

Can you find a formula that generates the numbers in this list, some magic rule that will tell you what the 100th prime number is? This question has been plaguing mathematical minds down the ages. Despite over two thousand years of endeavour, prime numbers seem to defy attempts to fit them into a straightforward pattern. Generations have sat listening to the rhythm of the prime-number drum as it beats out its sequence of numbers: two beats, followed by three beats, five, seven, eleven. As the beat goes on, it becomes easy to believe that random white noise, without any inner logic, is responsible. At the centre of mathematics, the pursuit of order, mathematicians could only hear the sound of chaos.

Mathematicians can’t bear to admit that there might not be an explanation for the way Nature has picked the primes. If there were no structure to mathematics, no beautiful simplicity, it would not be worth studying. Listening to white noise has never caught on as an enjoyable pastime. As the French mathematician Henri Poincaré wrote, ‘The scientist does not study Nature because it is useful; he studies it because he delights in it, and he delights in it because it is beautiful. If Nature were not beautiful, it would not be worth knowing, and if Nature were not worth knowing, life would not be worth living.’

One might hope that the prime-number heartbeat settles down after a jumpy start. Not so – things just seem to get worse the higher you count. Here are the primes amongst the 100 numbers either side of 10,000,000. First, those below 10,000,000:

9,999,901 9,999,907, 9,999,929, 9,999,931, 9,999,937, 9,999,943, 9,999,971, 9,999,973, 9,999,991

But look now at how few there are in the 100 numbers above 10,000,000:

10,000,019, 10,000,079.

It is hard to guess at a formula that could generate this kind of pattern. In fact, this procession of primes resembles a random succession of numbers much more than it does a nice orderly pattern. Just as knowing the first 99 tosses of a coin won’t help you much in guessing the result of the 100th toss, so do the primes seem to defy prediction.

Prime numbers present mathematicians with one of the strangest tensions in their subject. On the one hand a number is either prime or it isn’t. No flip of a coin will suddenly make a number divisible by some smaller number. Yet there is no denying that the list of primes looks like a randomly chosen sequence of numbers. Physicists have grown used to the idea that a quantum die decides the fate of the universe, randomly choosing at each throw where scientists will find matter. But it is something of an embarrassment to have to admit that these fundamental numbers on which mathematics is based appear to have been laid out by Nature flipping a coin, deciding at each toss the fate of each number. Randomness and chaos are anathema to the mathematician.

Despite their randomness, prime numbers – more than any other part of our mathematical heritage – have a timeless, universal character. Prime numbers would be there regardless of whether we had evolved sufficiently to recognise them. As the Cambridge mathematician G.H. Hardy said in his famous book A Mathematician’s Apology, ‘317 is a prime not because we think so, or because our minds are shaped in one way or another, but because it is so, because mathematical reality is built that way.’

Some philosophers might take issue with such a Platonist view of the world – this belief in an absolute and eternal reality beyond human existence – but to my mind that is what makes them philosophers and not mathematicians. There is a fascinating dialogue between Alain Connes, the mathematician who featured in Bombieri’s email, and the neurobiologist Jean-Pierre Changeux in Conversations on Mind, Matter and Mathematics. The tension in this book is palpable as the mathematician argues for the existence of mathematics outside the mind, and the neurologist is determined to refute any such idea: ‘Why wouldn’t we see “π = 3.1416” written in gold letters in the sky or “6.02 × 1023” appear in the reflections of a crystal ball?’ Changeux declares his frustration at Connes’s insistence that ‘there exists, independently of the human mind, a raw and immutable mathematical reality’ and at the heart of that world we find the unchanging list of primes. Mathematics, Connes declares, ‘is unquestionably the only universal language’. One can imagine a different chemistry or biology on the other side of the universe, but prime numbers will remain prime whichever galaxy you are counting in.

In Carl Sagan’s classic novel Contact, aliens use prime numbers to contact life on earth. Ellie Arroway, the book’s heroine, has been working at SETI, the Search for Extraterrestrial Intelligence, listening to the crackle of the cosmos. One night, as the radio telescopes are turned towards Vega, they suddenly pick up strange pulses through the background noise. It takes Ellie no time to recognise the drumbeat in this radio signal. Two pulses are followed by a pause, then three pulses, five, seven, eleven, and so on through all the prime numbers up to 907. Then it starts all over again.

This cosmic drum was playing a music that earthlings couldn’t fail to recognise. Ellie is convinced that only intelligent life could generate this beat: ‘It’s hard to imagine some radiating plasma sending out a regular set of mathematical signals like this. The prime numbers are there to attract our attention.’ Had the alien culture transmitted the previous ten years of alien winning lottery numbers, Ellie couldn’t have distinguished them from the background noise. Even though the list of primes looks as random a list as the lottery winnings, its universal constancy has determined the choice of each number in this alien broadcast. It is this structure that Ellie recognises as the sign of intelligent life.

Communicating using prime numbers is not just science fiction. Oliver Sacks in his book The Man Who Mistook His Wife for a Hat documents twenty-six-year-old twin brothers, John and Michael, whose deepest form of communication was to swap six-digit prime numbers. Sacks tells of when he first discovered them secretly exchanging numbers in the corner of a room: ‘they looked, at first, like two connoisseurs wine-tasting, sharing rare tastes, rare appreciations’. At first, Sacks can’t figure out what the twins are up to. But as soon as he cracks their code, he memorises some eight-digit primes which he drops surreptitiously into the conversation at their next meeting. The twins’ surprise is followed by deep concentration which turns to jubilation as they recognise another prime number. Whilst Sacks had resorted to prime number tables to find his primes, how the twins were generating their primes is a tantalising puzzle. Could it be that these autistic-savants were in possession of some secret formula that generations of mathematicians had missed?

The story of the twins is a favourite of Bombieri’s.

It is hard for me to hear this story without feeling awe and astonishment at the workings of the brain. But I wonder: Do my non-mathematical friends have the same response? Do they have any inkling how bizarre, how prodigious and even other-worldly was the singular talent the twins so naturally enjoyed? Are they aware that mathematicians have been struggling for centuries to come up with a way to do what John and Michael did spontaneously: to generate and recognize prime numbers?

Before anyone could find out how they were doing it, the twins were separated at the age of thirty-seven by their doctors, who believed that their private numerological language had been hindering their development. Had they listened to the arcane conversations that can be heard in the common rooms of university maths departments, these doctors would probably have recommended closing them down too.

It’s likely that the twins were using a trick based on what’s called Fermat’s Little Theorem to test whether a number is prime. The test is similar to the way in which autistic-savants can quickly identify that April 13, 1922, for instance, was a Thursday – a feat the twins performed regularly on TV chat shows. Both tricks depend on doing something called clock or modular arithmetic. Even if they lacked a magic formula for the primes, their skill was still extraordinary. Before they were separated they had reached twenty-digit numbers, well beyond the upper limit of Sacks’s prime number tables.

Like Sagan’s heroine listening to the cosmic prime number beat and Sacks eavesdropping on the prime number twins, mathematicians for centuries had been straining to hear some order in this noise. Like Western ears listening to the music of the East, nothing seemed to make sense. Then, in the middle of the nineteenth century, came a major breakthrough. Bernhard Riemann began to look at the problem in a completely new way. From his new perspective, he began to understand something of the pattern responsible for the chaos of the primes. Underlying the outward noise of the primes was a subtle and unexpected harmony. Despite this great step forward, this new music kept many of its secrets out of earshot. Riemann, the Wagner of the mathematical world, was undaunted. He made a bold prediction about the mysterious music that he had discovered. This prediction is what has become known as the Riemann Hypothesis. Whoever proves that Riemann’s intuition about the nature of this music was right will have explained why the primes give such a convincing impression of randomness.

Riemann’s insight followed his discovery of a mathematical looking-glass through which he could gaze at the primes. Alice’s world was turned upside down when she stepped through her looking-glass. In contrast, in the strange mathematical world beyond Riemann’s glass, the chaos of the primes seemed to be transformed into an ordered pattern as strong as any mathematician could hope for. He conjectured that this order would be maintained however far one stared into the never-ending world beyond the glass. His prediction of an inner harmony on the far side of the mirror would explain why outwardly the primes look so chaotic. The metamorphosis provided by Riemann’s mirror, where chaos turns to order, is one which most mathematicians find almost miraculous. The challenge that Riemann left the mathematical world was to prove that the order he thought he could discern was really there.

Bombieri’s email of April 7, 1997, promised the beginning of a new era. Riemann’s vision had not been a mirage. The Mathematical Aristocrat had offered mathematicians the tantalising possibility of an explanation for the apparent chaos in the primes. Mathematicians were keen to loot the many other treasures they knew should be unearthed by the solution to this great problem.

A solution of the Riemann Hypothesis will have huge implications for many other mathematical problems. Prime numbers are so fundamental to the working mathematician that any breakthrough in understanding their nature will have a massive impact. The Riemann Hypothesis seems unavoidable as a problem. As mathematicians navigate their way across the mathematical terrain, it is as though all paths will necessarily lead at some point to the same awesome vista of the Riemann Hypothesis.

Many people have compared the Riemann Hypothesis to climbing Mount Everest. The longer it remains unclimbed, the more we want to conquer it. And the mathematician who finally scales Mount Riemann will certainly be remembered longer than Edmund Hillary. The conquest of Everest is marvelled at not because the top is a particularly exciting place to be, but because of the challenge it poses. In this respect the Riemann Hypothesis differs significantly from the ascent of the world’s tallest peak. Riemann’s peak is a place we all want to sit upon because we already know the vistas that will open up to us should we make it to the top. The person who proves the Riemann Hypothesis will have made it possible to fill in the missing gaps in thousands of theorems that rely on it being true. Many mathematicians have simply had to assume the truth of the Hypothesis in reaching their own goals.

The dependence of so many results on Riemann’s challenge is why mathematicians refer to it as a hypothesis rather than a conjecture. The word ‘hypothesis’ has the much stronger connotation of a necessary assumption that a mathematician makes in order to build a theory. ‘Conjecture’, in contrast, represents simply a prediction of how mathematicians believe their world behaves. Many have had to accept their inability to solve Riemann’s riddle and have simply adopted his prediction as a working hypothesis. If someone can turn the hypothesis into a theorem, all those unproven results would be validated.

By appealing to the Riemann Hypothesis, mathematicians are staking their reputations on the hope that one day someone will prove that Riemann’s intuition was correct. Some go further than just adopting it as a working hypothesis. Bombieri regards it as an article of faith that the primes behave as Riemann’s Hypothesis predicts. It has become virtually a cornerstone in the pursuit of mathematical truth. If, however, the Riemann Hypothesis turns out to be false, it will completely destroy the faith we have in our intuition to sniff out the way things work. So convinced have we become that Riemann was right that the alternative will require a radical revision of our view of the mathematical world. In particular, all the results that we believe exist beyond Riemann’s peak would disappear in a puff of smoke.

Most significantly, a proof of the Riemann Hypothesis would mean that mathematicians could use a very fast procedure guaranteed to locate a prime number with, say, a hundred digits or any other number of digits you care to choose. You might legitimately ask, ‘So what?’ Unless you are a mathematician such a result looks unlikely to have a major impact on your life.

Finding hundred-digit primes sounds as pointless as counting angels on a pinhead. Although most people recognise that mathematics underlies the construction of an aeroplane or the development of electronics technology, few would expect the esoteric world of prime numbers to have much impact on their lives. Indeed, even in the 1940s G.H. Hardy was of the same mind: ‘both Gauss and lesser mathematicians may be justified in rejoicing that here is one science [number theory] at any rate whose very remoteness from ordinary human activities should keep it gentle and clean’.

But a more recent turn of events has seen prime numbers take centre stage in the rough and dirty world of commerce. No longer are prime numbers confined to the mathematical citadel. In the 1970s, three scientists, Ron Rivest, Adi Shamir and Leonard Adleman, turned the pursuit of prime numbers from a casual game played in the ivory towers of academia into a serious business application. By exploiting a discovery made by Pierre de Fermat in the seventeenth century, these three found a way to use the primes to protect our credit card numbers as they travel through the electronic shopping malls of the global marketplace. When the idea was first proposed in the 1970s, no one had any idea how big e-business would turn out to be. But today, without the power of prime numbers there is no way this business could exist. Every time you place an order on a website, your computer is using the security provided by the existence of prime numbers with a hundred digits. The system is called RSA after its three inventors. So far, over a million primes have already been put to use to protect the world of electronic commerce.

Every business trading on the Internet therefore depends on prime numbers with a hundred digits to keep their business transactions secure. The expanding role of the Internet will ultimately lead to each of us being uniquely identified by our very own prime numbers. Suddenly there is a commercial interest in knowing how a proof of the Riemann Hypothesis might help in understanding how primes are distributed throughout the universe of numbers.

The extraordinary thing is that although the construction of this code depends on discoveries about primes made by Fermat over three hundred years ago, to break this code depends on a problem that we still can’t answer. The security of RSA depends on our inability to answer basic questions about prime numbers. Mathematicians know enough about the primes to build these Internet codes, but not enough to break them. We can understand one half of the equation but not the other. The more we demystify the primes, however, the less secure these Internet codes are becoming. These numbers are the keys to the locks that protect the world’s electronic secrets. This is why companies such as AT&T and Hewlett-Packard are ploughing money into endeavours to understand the subtleties of prime numbers and the Riemann Hypothesis. The insights gained could help to break these prime number codes, and all companies with an Internet presence want to be the first to know when their codes become insecure. And this is the reason why number theory and business have become such strange bedfellows. Business and security agencies are keeping a watchful eye on the blackboards of the pure mathematicians.

So it wasn’t only the mathematicians who were getting excited about Bombieri’s announcement. Was this solution of the Riemann Hypothesis going to cause a meltdown of e-business? Agents from the NSA, the US National Security Agency, were dispatched to Princeton to find out. But as mathematicians and security agents made their way to New Jersey, a number of people began to smell something fishy in Bombieri’s email. Fundamental particles have been given some crazy names – gluons, cascade hyperons, charmed mesons, quarks, the last of these courtesy of James Joyce’s Finnegans Wake. But ‘morons’? Surely not! Bombieri has an unrivalled reputation for appreciating the ins and outs of the Riemann Hypothesis, but those who know him personally are also aware of his wicked sense of humour.

Fermat’s Last Theorem had fallen foul of an April Fool prank that emerged just after a gap had appeared in the first proof that Andrew Wiles had proposed in Cambridge. With Bombieri’s email, the mathematical community had been duped again. Eager to relive the buzz of seeing Fermat proved, they had grabbed the bait that Bombieri had thrown at them. And the delights of forwarding email meant that the first of April had disappeared from the original source as it rapidly disseminated. This, combined with the fact that the email was read in countries with no concept of April Fool’s Day, made the prank far more successful than Bombieri could have imagined. He finally had to own up that his email was a joke. As the twenty-first century approached, we were still completely in the dark as to the nature of the most fundamental numbers in mathematics. It was the primes that had the last laugh.

Why had mathematicians been so gullible that they believed Bombieri? It’s not as though they give up their trophies lightly. The stringent tests that mathematicians require to be passed before a result can be declared proven far exceed those deemed sufficient in other subjects. As Wiles realised when a gap appeared in his first proof of Fermat’s Last Theorem, completing 99 per cent of the jigsaw is not enough: it would be the person who put in the last piece who would be remembered. And the last piece can often remain hidden for years.

The search for the secret source that fed the primes had been going on for over two millennia. The yearning for this elixir had made mathematicians all too susceptible to Bombieri’s ruse. For years, many had simply been too frightened to go anywhere near this notoriously difficult problem. But it was striking how, as the century drew to a close, more and more mathematicians were prepared to talk about attacking it. The proof of Fermat’s Last Theorem only helped to fuel the expectation that great problems could be solved.

Mathematicians had enjoyed the attention that Wiles’s solution to Fermat had brought them as mathematicians. This feeling undoubtedly contributed to the desire to believe Bombieri. Suddenly, Andrew Wiles was being asked to model chinos for Gap. It felt good. It felt almost sexy to be a mathematician. Mathematicians spend so much time in a world that fills them with excitement and pleasure. Yet it is a pleasure they rarely have the opportunity to share with the rest of the world. Here was a chance to flaunt a trophy, to show off the treasures that their long, lonely journeys had uncovered.

A proof of the Riemann Hypothesis would have been a fitting mathematical climax to the twentieth century. The century had opened with Hilbert’s direct challenge to the world’s mathematicians to crack this enigma. Of the twenty-three problems on Hilbert’s list, the Riemann Hypothesis was the only problem to make it into the new century unvanquished.

On May 24, 2000, to mark the 100th anniversary of Hilbert’s challenge, mathematicians and the press gathered in the Collège de France in Paris to hear the announcement of a fresh set of seven problems to challenge the mathematical community for the new millennium. They were proposed by a small group of the world’s finest mathematicians, including Andrew Wiles and Alain Connes. The seven problems were new except for one that had appeared on Hilbert’s list: the Riemann Hypothesis. In obeisance to the capitalist ideals that shaped the twentieth century, these challenges come with some extra spice. The Riemann Hypothesis and the other six problems now have a price tag of one million dollars apiece. Incentive indeed for Bombieri’s fictional young physicist – if glory weren’t enough.

The idea for the Millennium Problems was the brainchild of Landon T. Clay, a Boston businessman who made his money in trading mutual funds on a buoyant stock market. Despite dropping out of mathematics at Harvard he has a passion for the subject, a passion he wants to share. He realises that money is not the motivating force for mathematicians: ‘It’s the desire for truth and the response to the beauty and power and elegance of mathematics that drive mathematicians.’ But Clay is not naive, and as a businessman he knows how a million dollars might inspire another Andrew Wiles to join the chase for the solutions of these great unsolved problems. Indeed, the Clay Mathematics Institute’s website, where the Millennium Problems were posted, was so overwhelmed by hits the day after the announcement that it collapsed under the strain.

The seven Millennium Problems are different in spirit to the twenty-three problems chosen a century before. Hilbert had set a new agenda for mathematicians in the twentieth century. Many of his problems were original and encouraged a significant shift in attitudes towards the subject. Rather than focusing on the particular, like Fermat’s Last Theorem, Hilbert’s twenty-three problems inspired the community to think more conceptually. Instead of picking over individual rocks in the mathematical landscape, Hilbert offered mathematicians the chance of a balloon flight high above their subject to encourage them to understand the overarching lay of the land. This new approach owes a lot to Riemann, who fifty years before had begun this revolutionary shift from mathematics as a subject of formulas and equations to one of ideas and abstract theory.

The choice of the seven problems for the new millennium was more conservative. They are the Turners in the mathematical gallery of problems, whereas Hilbert’s questions were a more modernist, avant-garde collection. The conservatism of the new problems was partly because their solutions were expected to be sufficiently clear cut for their solvers to be awarded the million-dollar prize. The Millennium Problems are questions that mathematicians have known about for some decades, and in the case of the Riemann Hypothesis, over a century. They are a classic selection.

Clay’s seven million dollars is not the first time that money has been offered for solutions to mathematical problems. In 1997 Wiles picked up 75,000 Deutschmarks for his proof of Fermat’s Last Theorem, thanks to a prize offered in 1908 by Paul Wolfskehl. The story of the Wolfskehl Prize is what had brought Fermat to Wiles’s attention at the impressionable age of ten. Clay believes that if he can do the same for the Riemann Hypothesis, it will be a million dollars well spent. More recently, two publishing houses, Faber & Faber in the UK and Bloomsbury in the USA, offered a million dollars for a proof of Goldbach’s Conjecture as a publicity stunt to launch their publication of Apostolos Doxiadis’s novel Uncle Petros and Goldbach’s Conjecture. To earn the money you had to explain why every even number can be written as the sum of two prime numbers. However, the publishers didn’t give you much time to crack it. The solution had to be submitted before midnight on March 15, 2002, and was bizarrely open only to US and UK residents.

Clay believes that mathematicians receive little reward or recognition for their labours. For example, there is no Nobel Prize for Mathematics that they can aspire to. Instead, the award of a Fields Medal is considered the ultimate prize in the mathematical world. In contrast to Nobel prizes, which tend to be awarded to scientists at the end of their careers for achievements long past, Fields Medals are restricted to mathematicians below the age of forty. This is not because of the generally held belief that mathematicians burn out at an early age. John Fields, who conceived of the idea and provided funds for the prize, wanted its award to spur on the most promising mathematicians to even greater achievements. The medals are awarded every four years on the occasion of the International Congress of Mathematicians. The first ones were awarded in Oslo in 1936.

The age limit is strictly adhered to. Despite Andrew Wiles’s extraordinary achievement in proving Fermat’s Last Theorem, the Fields Medal committee weren’t able to award him a medal at the Congress in Berlin in 1998, the first opportunity after the final proof was accepted, for he was born in 1953. They did have a special medal struck to honour Wiles’s achievement. But it still does not compare to being a member of the illustrious club of Fields Medal winners. The recipients include many of the key players in our drama: Enrico Bombieri, Alain Connes, Atle Selberg, Paul Cohen, Alexandre Grothendieck, Alan Baker, Pierre Deligne. Those names account for nearly a fifth of the medals ever awarded.

But it is not for the money that mathematicians aspire to these medals. In contrast to the big bucks behind the Nobel prizes, the purse that accompanies a Fields Medal contains a modest 15,000 Canadian dollars. So Clay’s millions will help compete with the monetary kudos of the Nobel prizes. In contrast to Fields Medals and the Faber—Bloomsbury Goldbach prize, the money is there regardless of age or nationality, and with no time limits for a solution, except for the ticking clock of inflation.

However, the greatest incentive for the mathematician chasing one of the Millennium problems is not the monetary reward but the intoxicating prospect of the immortality that mathematics can bestow. Solving one of Clay’s problems may earn you a million dollars, but that is nothing compared with carving your name on civilisation’s intellectual map. The Riemann Hypothesis, Fermat’s Last Theorem, Goldbach’s Conjecture, Hilbert space, the Ramanujan tau function, Euclid’s algorithm, the Hardy—Littlewood Circle Method, Fourier series, Gödel numbering, a Siegel zero, the Selberg trace formula, the sieve of Eratosthenes, Mersenne primes, the Euler product, Gaussian integers – these discoveries have all immortalised the mathematicians who have been responsible for unearthing these treasures in our exploration of the primes. Those names will live on long after we have forgotten the likes of Aeschylus, Goethe and Shakespeare. As G.H. Hardy explained, ‘languages die and mathematical ideas do not. “Immortality” may be a silly word, but probably a mathematician has the best chance of whatever it may mean.’

Those mathematicians who have laboured long and hard on this epic journey to understand the primes are more than just names set in mathematical stone. The twists and turns that the story of the primes has taken are the products of real lives, of a dramatis personae rich and varied. Historical figures from the French revolution and friends of Napoleon give way to modern-day magicians and Internet entrepreneurs. The stories of a clerk from India, a French spy spared execution and a Jewish Hungarian fleeing the persecution of Nazi Germany are bound together by an obsession with the primes. All these characters bring a unique perspective in their attempt to add their name to the mathematical roll call. The primes have united mathematicians across many national boundaries: China, France, Greece, America, Norway, Australia, Russia, India and Germany are just a few of the countries from which have come prominent members of the nomadic tribe of mathematicians. Every four years they converge to tell the stories of their travels at an International Congress.

It is not only the desire to leave a footprint in the past which motivates the mathematician. Just as Hilbert dared to look forward into the unknown, a proof of the Riemann Hypothesis would be the start of a new journey. When Wiles addressed the press conference at the announcement of the Clay prizes he was keen to stress that the problems are not the final destination:

There is a whole new world of mathematics out there, waiting to be discovered. Imagine if you will, the Europeans in 1600. They know that across the Atlantic there is a New World. How would they have assigned prizes to aid in the discovery and development of the United States? Not a prize for inventing the airplane, not a prize for inventing the computer, not a prize for founding Chicago, not a prize for machines that would harvest areas of wheat. These things have become a part of America, but such things could not have been imagined in 1600. No, they would have given a prize for solving such problems as the problem of longitude.

The Riemann Hypothesis is the longitude of mathematics. A solution to the Riemann Hypothesis offers the prospect of charting the misty waters of the vast ocean of numbers. It represents just a beginning in our understanding of Nature’s numbers. If we can only find the secret of how to navigate the primes, who knows what else lies out there, waiting for us to discover?

CHAPTER TWO
The Atoms of Arithmetic

When things get too complicated, it sometimes makes sense to stop and wonder: Have I asked the right question? Enrico Bombieri, ‘Prime Territory’ in The Sciences

Two centuries before Bombieri’s April Fool had teased the mathematical world, equally exciting news was being trumpeted from Palermo by another Italian, Giuseppe Piazzi. From his observatory Piazzi had detected a new planet that orbited the Sun somewhere between the orbits of Mars and Jupiter. Christened Ceres, it was much smaller than the seven major planets then known, but its discovery on January 1, 1801, was regarded by everyone as a great omen for the future of science in the new century.

Excitement turned to despair a few weeks later as the small planet disappeared from view as its orbit took it around the other side of the Sun, where its feeble light was drowned out by the Sun’s glare. It was now lost to the night sky, hidden once again amongst the plethora of stars in the firmament. Nineteenth-century astronomers lacked the mathematical tools for calculating its complete path from the short trajectory they had been able to track during the first few weeks of the new century. It seemed that they had lost the planet and had no way of predicting where it would next appear.

However, nearly a year after Piazzi’s planet had vanished, a twenty-four-year-old German from Brunswick announced that he knew where astronomers should find the missing object. With no alternative prediction to hand, astronomers aimed their telescopes at the region of the night sky to which the young man had pointed. As if by magic, there it was. This unprecedented astronomical prediction was not, however, the mysterious magic of an astrologer. The path of Ceres had been worked out by a mathematician who had found patterns where others had only seen a tiny, unpredictable planet. Carl Friedrich Gauss had taken the minimal data that had been recorded for the planet’s path and applied a new method he had recently developed to estimate where Ceres could be found at any future date.

The discovery of Ceres’ path made Gauss an overnight star within the scientific community. His achievement was a symbol of the predictive power of mathematics in the burgeoning scientific age of the early nineteenth century. Whereas the astronomers had discovered the planet by chance, it was a mathematician who had brought to bear the necessary analytic skills to explain what was going to happen next.

Although Gauss’s name was new to the astronomical fraternity, he had already made his mark as a formidable new voice in the mathematical world. He had successfully plotted the trajectory of Ceres, but his real passion was for finding patterns in the world of numbers. For Gauss, the universe of numbers presented the ultimate challenge: to find structure and order where others could only see chaos. ‘Child prodigy’ and ‘mathematical genius’ are titles that are bandied about far too often, but there are few mathematicians who would argue with these labels being attached to Gauss. The sheer number of new ideas and discoveries that he produced before he was even twenty-five seems to defy explanation.

Gauss was born into a labourer’s family in Brunswick, Germany, in 1777. At the age of three he was correcting his father’s arithmetic. At the age of nineteen, his discovery of a beautiful geometric construction of a 17-sided shape convinced him that he should dedicate his life to mathematics. Before Gauss, the Greeks had shown how to use a compass and straight edge to construct a perfect pentagon. No one since had been able to show how to use this simple equipment to construct other perfect, so-called regular polygons with a prime number of sides. The excitement that Gauss experienced when he found a way to build this perfect 17-sided shape prompted him to start a mathematical diary which he would keep for the next eighteen years. This diary, which remained in the family’s hands until 1898, has become one of the most important documents in the history of mathematics, not least because it confirmed that Gauss had proved, but failed to publish, many results that it took other mathematicians well into the nineteenth century to rediscover.

One of Gauss’s greatest early contributions was the invention of the clock calculator. This was an idea, rather than a physical machine, that unleashed the possibility of doing arithmetic with numbers that had previously been considered too unwieldy. The clock calculator works on exactly the same principle as a conventional clock. If your clock says it’s 9 o’clock, and you add 4 hours, the hour hand moves round to 1 o’clock. Gauss’s clock calculator would therefore return the answer 1 rather than 13. If Gauss wants to do a more complicated calculation such as 7 × 7, the clock calculator would come up with the remainder that is left after dividing 49 = 7 × 7 by 12. The result would again be 1 o’clock.

It is when Gauss wants to calculate the value of 7 × 7 × 7 that the power and speed of the clock calculator begins to emerge. Instead of multiplying 49 by 7 again, Gauss can just multiply the last answer (which was 1) by 7 to get the answer 7. So without having to calculate what 7 × 7 × 7 was (which happens to be 343), he still knew with little effort that it gave remainder 7 on division by 12. The power of the calculator came into its own when Gauss started exploring big numbers that lay beyond his computational reach. Although he had no idea what 799 was, his clock calculator told him that the number gave remainder 7 on division by 12.

Gauss saw that there was nothing special about clocks with 12 hours on their face. He introduced the idea of doing clock arithmetic, sometimes called modular arithmetic, with any number of hours on the clock face. So, for example, if you enter 11 into a clock calculator divided into 4 hours, the answer is 3 o’clock since 11 leaves remainder 3 on division by 4. Gauss’s account of this new sort of arithmetic revolutionised mathematics at the turn of the nineteenth century. Just as the telescope had allowed astronomers to see new worlds, the development of the clock calculator helped mathematicians to discover in the universe of numbers new patterns which had been hidden from view for generations. Even today, Gauss’s clocks are central to the security of the Internet, which utilises calculators whose clock faces bear more hours than there are atoms in the observable universe.

Gauss, the child of a poor family, was lucky to get the chance to capitalise on his mathematical talent. He was born into an age when mathematics was still a privileged pursuit funded by noble courts and patrons, or practised by amateurs such as Pierre de Fermat in their spare time. Gauss’s patron was the Duke of Brunswick, Carl Wilhelm Ferdinand. Ferdinand’s family had always supported the culture and economy of their dukedom. Indeed, his father had founded the Collegium Carolinum, one of the oldest technical universities in Germany. Ferdinand was imbued with his father’s ethos that education was the foundation of Brunswick’s commercial successes, and he was always on the lookout for talent deserving of support. Ferdinand first came across Gauss in 1791, and was so impressed with his abilities that he offered to finance the young man to attend the Collegium Carolinum so that he could realise his obvious potential.

It was with much gratitude that Gauss dedicated his first book to the duke in 1801. This book, entitled Disquisitiones Arithmeticae, collected together many of Gauss’s discoveries about the properties of numbers that he had recorded in his diaries. It is generally acknowledged as the book that heralded the birth of number theory as a subject in its own right, not just a ragbag collection of observations about numbers. Its publication is responsible for making the subject of number theory, as Gauss always liked to call it, ‘the Queen of Mathematics’. For Gauss, the jewels in the crown were the primes, numbers which had fascinated and teased generations of mathematicians.

The first tentative evidence that humankind knew about the special qualities of prime numbers is a bone that dates from 6500 BC. Called the Ishango bone, it was discovered in 1960 in the mountains of central equatorial Africa. Marked on it are three columns containing four groups of notches. In one of the columns we find 11, 13, 17 and 19 notches, a list of all the primes between 10 and 20. The other columns do seem to be of a mathematical nature. It is unclear whether this bone, housed in Belgium’s Royal Institute for Natural Sciences in Brussels, truly represents our ancestors’ first attempts to understand the primes or whether the carvings are a random selection of numbers which just happen to be prime. Nevertheless, this ancient bone is perhaps intriguing and tantalising evidence for the first foray into the theory of prime numbers.

Some believe that the Chinese were the first culture to hear the beating of the prime number drum. They attributed female characteristics to even numbers and male to odd numbers. In addition to this straight divide they also regarded those odd numbers that are not prime, such as 15, as effeminate numbers. There is evidence that by 1000 BC they had evolved a very physical way of understanding what it is, amongst all the numbers, that makes prime numbers special. If you take 15 beans, you can arrange them in a neat rectangular array made up of three rows of five beans. Take 17 beans, though, and the only rectangle you can make is one with a single row of 17 beans. For the Chinese, the primes were macho numbers which resisted any attempt to break them down into a product of smaller numbers.

The ancient Greeks also liked to attribute sexual qualities to numbers, but it was they who first discovered, in the 4th century BC, the primes’ true potency as the building blocks for all numbers. They saw that every number could be constructed by multiplying prime numbers together. Whilst the Greeks mistakenly believed fire, air, water and earth to be the building blocks of matter, they were spot on when it came to identifying the atoms of arithmetic. For many centuries, chemists strove to identify the basic constituents of their subject, and the Greeks’ intuition finally culminated in Dmitri Mendeleev’s Periodic Table, a complete description of the elements of chemistry. In contrast to the Greeks’ head start in identifying the building blocks of arithmetic, mathematicians are still floundering in their attempts to understand their own table of prime numbers.

The librarian of the great ancient Greek research institute in Alexandria was the first person we know of to have produced tables of primes. Like some ancient mathematical Mendeleev, Eratosthenes in the third century BC discovered a reasonably painless procedure for determining which numbers are prime in a list of, say, the first 1,000 numbers. He began by writing out all the numbers from 1 to 1,000. He then took the first prime, 2, and struck off every second number in the list. Since all these numbers were divisible by 2, they weren’t prime. He then moved to the next number that hadn’t been struck off, namely 3. He then stuck off every third number after 3. Since these were all divisible by 3, they weren’t prime either. He kept doing this, just picking up the next number which hadn’t already been struck from the list and striking off all the numbers divisible by the new prime. By this systematic process he produced tables of primes. The procedure was later christened the sieve of Eratosthenes. Each new prime creates a ‘sieve’ which Eratosthenes uses to eliminate non-primes. The size of the sieve changes at each stage, but by the time he reaches 1,000 the only numbers to have made it through all the sieves are prime numbers.

When Gauss was a young boy he was given a present – a book containing a list of the first several thousand prime numbers which had probably been constructed using these ancient number sieves. To Gauss, these numbers just tumbled around randomly. Predicting the elliptical path of Ceres would be difficult enough. But the challenge posed by the primes had more in common with the near-impossible task of analysing the rotation of bodies such as Hyperion, one of Saturn’s satellites, which is shaped like a hamburger. In contrast to the Earth’s Moon, Hyperion is far from gravitationally stable and spins chaotically. Even though the spinning of Hyperion and the orbits of some asteroids are chaotic, at least it is known that their behaviour is determined by the gravitational pull of the Sun and the planets. But for the primes, no one had the faintest idea what was pulling and pushing these numbers around. As he gazed at his table of numbers, Gauss could see no rule that told him how far to jump to find the next prime. Were mathematicians just going to have to accept these numbers as determined by Nature, set like stars in the night sky with no rhyme or reason? Such a position was unacceptable to Gauss. The primary drive for the mathematician’s existence is to find patterns, to discover and explain the rules underlying Nature, to predict what will happen next.

The search for patterns

The mathematician’s quest for primes is captured perfectly by one of the tasks we have all faced at school. Given a list of numbers, find the next number. For example, here are three challenges:

1, 3, 6, 10, 15, …

1, 1, 2, 3, 5, 8, 13, …

1, 2, 3, 5, 7, 11, 15, 22, 30, …

Numerous questions spring to the mathematical mind when faced with such lists. What is the rule behind the creation of each list? Can you predict the next number on the list? Can you find a formula that will produce the 100th number on the list without having to calculate the first 99 numbers?

The first sequence of numbers above consists of what are called the triangular numbers. The tenth number on the list is the number of beans required to build a triangle with ten rows, starting with one bean in the first row and ending with ten beans in the last row. So the Nth triangular number is got by simply adding the first N numbers: 1 + 2 + 3 + … + N. If you want to find the 100th triangular number, there is a long laborious method in which you attack the problem head on and add up the first 100 numbers.

Indeed, Gauss’s schoolteacher liked to set this problem for his class, knowing that it always took his students so long that he could take forty winks. As each student finished the task they were expected to come and place their slate tablets with their answer written on it in a pile in front of the teacher. While the other students began labouring away, within seconds the ten-year-old Gauss had laid his tablet on the table. Furious, the teacher thought that the young Gauss was being cheeky. But when he looked at Gauss’s slate, there was the answer – 5,050 – with no steps in the calculation. The teacher thought that Gauss must have cheated somehow, but the pupil explained that all you needed to do was put N = 100 into the formula and you will get the 100th number in the list without having to calculate any other numbers on the list on the way.

Rather than tackling the problem head on, Gauss had thought laterally. He argued that the best way to discover how many beans there were in a triangle with 100 rows was to take a second similar triangle of beans which could be placed upside down on top of the first triangle. Now Gauss had a rectangle with 101 rows each containing 100 beans. Calculating the total number of beans in this rectangle built from the two triangles was easy: there are in total 101 × 100 = 10,100 beans. So one triangle must contain half this number, namely . There is nothing special here about 100. Replace it by N and you get the formula .

The picture overleaf illustrates the argument for the triangle with 10 rows instead of 100.

Instead of directly attacking his teacher’s problem, Gauss had found a different angle from which to view the calculation. Lateral thinking, turning the problem upside down or inside out to see it from a new perspective, is an immensely important theme in mathematical discovery and is one reason why people who can think like the young Gauss make good mathematicians.

The second challenge sequence, 1, 1, 2, 3, 5, 8, 13, …, consists of the so-called Fibonacci numbers. The rule behind this sequence is that each new number is calculated by adding the two previous ones, for example, 13 = 5 + 8. Fibonacci, a mathematician in the thirteenth-century court in Pisa, had struck upon the sequence in relation to the mating habits of rabbits. He had tried to bring European mathematics out of the Dark Ages by proselytising the discoveries of Arabic mathematicians. He failed. Instead, it was the rabbits that immortalised him in the mathematical world. His model of the propagation of rabbits predicted that each new season would see the number of pairs of rabbits grow in a certain pattern. This pattern was based on two rules: each mature pair of rabbits will produce a new pair of rabbits each season, and each new pair will take one season to reach sexual maturity.


An illustration of Gauss’s proof of his formula for the triangular numbers.

But it is not only in the rabbit world that these numbers prevail. This sequence of numbers crops up in all manner of natural ways. The number of petals on a flower invariably is a Fibonacci number, as is the number of spirals in a fir cone. The growth of a seashell over time reflects the progression of the Fibonacci numbers.

Is there a fast formula like Gauss’s formula for the triangular numbers that will produce the 100th Fibonacci number? Again, at first sight it looks as though we might have to calculate all the previous 99 numbers since the way to get the 100th number is to add together the two previous ones. Is it possible that there is a formula that could give us this 100th number just by plugging the number 100 into the formula? This turns out be much trickier, despite the simplicity of the rule for generating these numbers.

The formula for generating the Fibonacci numbers is based upon a special number called the golden ratio, a number which begins 1.618 03… Like the number π, the golden ratio is a number whose decimal expansion continues without end, demonstrating no patterns. Yet it encapsulates what many people down the centuries have regarded as perfect proportions. If you examine the canvases in the Louvre or the Tate Gallery, you’ll find that very often the artist will have chosen a rectangle whose sides are in a ratio of 1 to 1.618 03 … Experiment reveals that a person’s height when compared to the distance from their feet to their belly button favours the same ratio. The golden ratio is a number which appears in Nature in an uncanny fashion. Despite its chaotic decimal expansion, this number also holds the key to generating the Fibonacci numbers. The Nth Fibonacci number can be expressed by a formula built from the Nth power of the golden ratio.

I will leave the third sequence of numbers, 1, 2, 3, 5, 7, 11, 15, 22, 30, …, as a teasing challenge which I will return to later. Its properties helped cement the fame of one of the most intriguing mathematicians of the twentieth century, Srinivasa Ramanujan, who had an extraordinary ability to discover new patterns and formulas in areas of mathematics where others had tried and failed.

It is not just Fibonacci numbers that one finds in Nature. The animal kingdom also knows about prime numbers. There are two species of cicada called Magicicada septendecim and Magicicada tredecim which often live in the same environment. They have a life cycle of exactly 17 and 13 years, respectively. For all but their last year they remain in the ground feeding on the sap of tree roots. Then, in their last year, they metamorphose from nymphs into fully formed adults and emerge en masse from the ground. It is an extraordinary event as, every 17 years, Magicicada septendecim takes over the forest in a single night. They sing loudly, mate, eat, lay eggs, then die six weeks later. The forest goes quiet for another 17 years. But why has each species chosen a prime number of years as the length of their life cycle?

There are several possible explanations. Since both species have evolved prime number life cycles, they will be synchronised to emerge in the same year very rarely. In fact they will have to share the forest only every 221 = 17 × 13 years. Imagine if they had chosen cycles which weren’t prime, for example 18 and 12. Over the same period they would have been in synch 6 times, namely in years 36, 72, 108, 144, 180 and 216. These are the years which share the prime building blocks of both 18 and 12. The prime numbers 13 and 17, on the other hand, allow the two species of cicada to avoid too much competition.

Another explanation is that a fungus developed which emerged simultaneously with the cicadas. The fungus was deadly for the cicadas, so they evolved a life cycle which would avoid the fungus. By changing to a prime number cycle of 17 or 13 years, the cicadas ensured that they emerged in the same years as the fungus less frequently than if they had a non-prime life cycle. For the cicadas, the primes weren’t just some abstract curiosity but the key to their survival.

Evolution might be uncovering primes for the cicadas, but mathematicians wanted a more systematic way to find these numbers. Of all the number challenges it was the list of primes above all others for which mathematicians sought some secret formula. One has to be careful, though, about expecting patterns and order to be everywhere in the mathematical world. Many people throughout history have got lost in the vain attempt to find structure hidden in the decimal expansion of π, one of the most important numbers in mathematics. But its importance has fuelled desperate attempts to discover messages buried in its chaotic decimal expansion. Whilst alien life had used the primes to catch Ellie Arroway’s attention at the beginning of Carl Sagan’s book Contact, the ultimate message of the book is buried deep in the expansion of π, in which a series of O’s and l’s suddenly appears, mapping out a pattern that is meant to reveal ‘there is an intelligence that antedates the universe’. Darren Aronofsky’s film ‘π’ also plays on this popular cultural image.

As a warning to those captivated by the idea of uncovering hidden messages in numbers such as π, mathematicians have been able to prove that most decimal numbers have hidden somewhere in their infinite expansions any sequence of numbers you might be looking for. So there is a good chance that π will contain the computer code for the book of Genesis if you search for long enough. One has to find the right viewpoint from which to look for patterns. π is an important number not because its decimal expansion contains hidden messages. Its importance becomes apparent when it is examined from a different perspective. The same was true of the primes. Armed with his table of primes and his knack for lateral thinking, Gauss was on the lookout for the right angle and viewpoint from which to stare at the primes so that some previously hidden order might emerge from behind the façade of chaos.

Proof, the mathematician’s travelogue

Although finding patterns and structure in the mathematical world is one part of what a mathematician does, the other part is proving that a pattern will persist. The concept of proof perhaps marks the true beginning of mathematics as the art of deduction rather than just numerological observation, the point at which mathematical alchemy gave way to mathematical chemistry. The ancient Greeks were the first to understand that it was possible to prove that certain facts would remain true however far you counted, however many instances you examined.

The mathematical creative process starts with a guess. Often, the guess emerges from the intuition that the mathematician develops after years of exploring the mathematical world, cultivating a feel for its many twists and turns. Sometimes simple numerical experiments reveal a pattern which one might guess will persist for ever. Mathematicians during the seventeenth century, for example, discovered what they believed might be a fail-safe method to test if a number N was prime: calculate 2 to the power N and divide by N – if the remainder is 2 then the number N is a prime. In terms of Gauss’s clock calculator, these mathematicians were trying to calculate 2N on a clock with N hours. The challenge then is to prove whether this guess is right or wrong. It is these mathematical guesses or predictions that the mathematician calls a ‘conjecture’ or ‘hypothesis’.

A mathematical guess only earns the name of ‘theorem’ once a proof has been provided. It is this movement from ‘conjecture’ or ‘hypothesis’ to ‘theorem’ that marks the mathematical maturity of a subject. Fermat left mathematics with a whole slew of predictions. Subsequent generations of mathematicians have made their mark by proving Fermat right or wrong. Admittedly, Fermat’s Last Theorem was always called a theorem and never a conjecture. But that is unusual, and probably came about because Fermat claimed in notes that he scribbled in his copy of Diophantus’s Arithmetica that he had a marvellous proof that was unfortunately too large to write in the margin of the page. Fermat never recorded his supposed proof anywhere, and his marginal comments became the biggest mathematical tease in the history of the subject. Until Andrew Wiles provided an argument, a proof of why Fermat’s equations really had no interesting solutions, it actually remained a hypothesis – merely wishful thinking.

Gauss’s schoolroom episode encapsulates the movement from guess via proof to theorem. Gauss had produced a formula which he predicted would produce any number you wanted on the list of triangular numbers. How could he guarantee that it would work every time? He certainly couldn’t test every number on the list to see whether his formula gave the correct answer, since the list is infinitely long. Instead, he resorted to the powerful weapon of mathematical proof. His method of combining two triangles to make a rectangle guaranteed, without the need for an infinite number of calculations, that the formula would always work. In contrast, the seventeenth-century prime number test based on 2N was finally thrown out of the mathematical court in 1819. The test works correctly for all numbers up to 340, but then declares that 341 is prime. This is where the test fails, since 341 = 11 × 31. This exception wasn’t discovered until Gauss’s clock calculator with 341 hours on the clock face could be used to simplify the analysis of a number like 2341, which on a conventional calculator stretches to over a hundred digits.

The Cambridge mathematician G. H. Hardy, author of A Mathematician’s Apology, used to describe the process of mathematical discovery and proof in terms of mapping out distant landscapes: ‘I have always thought of a mathematician as in the first instance an observer, a man who gazes at a distant range of mountains and notes down his observations.’ Once the mathematician has observed a distant mountain, the second task is then to describe to people how to get there.

You begin in a place where the landscape is familiar and there are no surprises. Within the boundaries of this familiar land are the axioms of mathematics, the self-evident truths about numbers, together with those propositions that have already been proved. A proof is like a pathway from this home territory leading across the mathematical landscape to distant peaks. Progress is bound by the rules of deduction, like the legitimate moves of a chess piece, prescribing the steps you are permitted to take through this world. At times you arrive at what looks like an impasse, and need to take that characteristic lateral step, moving sideways or even backwards to find a way around. Sometimes you need to wait for new tools, like Gauss’s clock calculators, to be invented, so that you can continue your ascent.

In Hardy’s words, the mathematical observer

sees A sharply, while of B he can obtain only transitory glimpses. At last he makes out a ridge which leads from A, and following it to its end he discovers that it culminates in B. If he wishes someone else to see it, he points to it, either directly or through the chain of summits which led him to recognise it himself. When his pupil also sees it, the research, the argument, the proof is finished.

The proof is the story of the trek and the map charting the coordinates of that journey – the mathematician’s log. Readers of the proof will experience the same dawning realisation as its author. Not only do they finally see the way to the peak, but also they understand that no new development will undermine the new route. Very often a proof will not seek to dot every i and cross every t. It is a description of the journey and not necessarily the re-enactment of every step. The arguments that mathematicians provide as proofs are designed to create a rush in the mind of the reader. Hardy used to describe the arguments we give as ‘gas, rhetorical flourishes designed to affect psychology, pictures on the board in the lecture, devices to stimulate the imagination of pupils’.

The mathematician is obsessed with proof, and will not be satisfied simply with experimental evidence for a mathematical guess. This attitude is often marvelled at and even ridiculed in other scientific disciplines. Goldbach’s Conjecture has been checked for all numbers up to 400,000,000,000,000 but has not been accepted as a theorem. Most other scientific disciplines would be happy to accept this overwhelming numerical data as a convincing enough argument, and move on to other things. If, at a later date, new evidence were to crop up which required a reassessment of the mathematical canon, then fine. If it is good enough for the other sciences, why is mathematics any different?

Most mathematicians would quiver at the thought of such heresy. As the French mathematician André Weil expressed it, ‘Rigour is to the mathematician what morality is to men.’ Part of the reason is that evidence is often quite hard to assess in mathematics. More than any other part of mathematics, the primes take a long time to reveal their true colours. Even Gauss was taken in by overwhelming data in support of a hunch he had about prime numbers, but theoretical analysis later revealed that he had been duped. This is why a proof is essential: first appearances can be deceptive. While the ethos of every other science is that experimental evidence is all that you can truly rely on, mathematicians have learnt never to trust numerical data without proof.

In some respects, the ethereal nature of mathematics as a subject of the mind makes the mathematician more reliant on providing proof to lend some feeling of reality to this world. Chemists can happily investigate the structure of a solid buckminsterfullerene molecule; sequencing the genome presents the geneticist with a concrete challenge; even the physicists can sense the reality of the tiniest subatomic particle or a distant black hole. But the mathematician is faced with trying to understand objects with no obvious physical reality such as shapes in eight dimensions, or prime numbers so large they exceed the number of atoms in the physical universe. Given a palette of such abstract concepts the mind can play strange tricks, and without proof there is a danger of creating a house of cards. In the other scientific disciplines, physical observation and experiment provide some reassurance of the reality of a subject. While other scientists can use their eyes to see this physical reality, mathematicians rely on mathematical proof, like a sixth sense, to negotiate their invisible subject.

Searching for proofs of patterns that have already been spotted is also a great catalyst for further mathematical discovery. Many mathematicians feel that it may be better if these defining problems never get solved because of the wonderful new mathematics encountered along the way. The problems allow for exploration of a kind which forces mathematical pioneers to pass through lands they could never have envisaged at the outset of their journey.

But perhaps the most convincing argument for why the culture of mathematics places such stock in proving that a statement is true is that, unlike the other sciences, there is the luxury of being able to do so. In how many other disciplines is there anything that parallels the statement that Gauss’s formula for triangular numbers will never fail to give the right answer? Mathematics may be an ethereal subject confined to the mind, but its lack of tangible reality is more than compensated for by the certitude that proof provides.

Unlike the other sciences, in which models of the world can crumble between one generation and the next, proof in mathematics allows us to establish with 100 per cent certainty that facts about prime numbers will not change in the light of future discoveries. Mathematics is a pyramid where each generation builds on the achievements of the last without fear of any collapse. This durability is what is so addictive about being a mathematician. For no science other than mathematics can we say that what the ancient Greeks established in their subject holds true today. We may scoff now at the Greeks’ belief that matter was made from fire, air, water and earth. Will future generations look back on the list of 109 atoms that make up Mendeleev’s Periodic Table of elements with as much disdain as we view the Greek model of the chemical world? In contrast, all mathematicians begin their mathematical education by learning what the ancient Greeks proved about prime numbers.

The certainty that proof gives to the mathematician is something that is envied by members of other university departments as much as it is jeered at. The permanence created by mathematical proof leads to the genuine immortality to which Hardy referred. This is often why people surrounded by a world of uncertainty are drawn to the subject. Time after time has the mathematical world offered a refuge for young minds yearning to escape from a real world they cannot cope with.

Our faith in the durability of a proof is reflected in the rules governing the award of Clay’s Millennium Prizes. The prize money is released two years after publication of the proof and with the general acceptance of the mathematical community. Of course, this is no guarantee that there isn’t a subtle error, but it does recognise that we generally believe that errors can be spotted in proofs without waiting many years for new evidence. If there is an error, it must be there on the page in front of us.

Are mathematicians arrogant in believing that they have access to absolute proof? Can one argue that a proof that all numbers are built from primes is as likely to be overthrown as the theory of Newtonian physics or the theory of an indivisible atom? Most mathematicians believe that the axioms that are taken as self-evident truths about numbers will never crumble under future scrutiny. The laws of logic used to build upon these foundations, if applied correctly, will in their view produce proofs of statements about numbers that will never be overturned by new insights. Maybe this is philosophically naive, but it is certainly the central tenet of the sect of mathematics.

There is also the emotional buzz the mathematician experiences in charting new pathways across the mathematical landscape. There is an amazing feeling of exhilaration at discovering a way to reach the summit of some distant peak which has been visible for generations. It is like creating a wonderful story or a piece of music which truly transports the mind from the familiar to the unknown. It is great to make that first sighting of the possible existence of a far-off mountain like Fermat’s Last Theorem or the Riemann Hypothesis. But it doesn’t compare to the satisfaction of navigating the land in between. Even those who follow in the trail of that first pioneer will experience something of the sense of spiritual elevation that accompanied the first moment of epiphany at discovering a new proof. And this is why mathematicians continue to value the pursuit of proof even if they are utterly convinced that something like the Riemann Hypothesis is true. Because mathematics is as much about travelling as it is about arrival.

Is mathematics an act of creation or an act of discovery? Many mathematicians fluctuate between feeling they are being creative and a sense they are discovering absolute scientific truths. Mathematical ideas can often appear very personal and dependent on the creative mind that conceived them. Yet that is balanced by the belief that its logical character means that every mathematician is living in the same mathematical world that is full of immutable truths. These truths are simply waiting to be unearthed, and no amount of creative thinking will undermine their existence. Hardy encapsulates perfectly this tension between creation and discovery that every mathematician battles with: ‘I believe that mathematical reality lies outside us, that our function is to discover or observe it and that the theorems which we prove and which we describe grandiloquently as our “creations” are simply our notes of our observations.’ But at other times he favoured a more artistic description of the process of doing mathematics: ‘Mathematics is not a contemplative but a creative subject,’ he wrote in A Mathematician’s Apology, a book Graham Greene ranked with Henry James’s notebooks as the best account of what it is like to be a creative artist.

Although the primes, and other aspects of mathematics, transcend cultural barriers, much of mathematics is creative and a product of the human psyche. Proofs, the stories mathematicians tell about their subject, can often be narrated in different ways. It is likely that Wiles’s proof of Fermat’s Last Theorem would be as mysterious to aliens as listening to Wagner’s Ring cycle. Mathematics is a creative art under constraints – like writing poetry or playing the blues. Mathematicians are bound by the logical steps they must take in crafting their proofs. Yet within such constraints there is still a lot of freedom. Indeed, the beauty of creating under constraints is that you get pushed in new directions and find things you might never have expected to discover unaided. The primes are like notes in a scale, and each culture has chosen to play these notes in its own particular way, revealing more about historical and social influences than one might expect. The story of the primes is a social mirror as much as the discovery of timeless truths. The burgeoning love of machines in the seventeenth and eighteenth centuries is reflected in a very practical, experimental approach to the primes; in contrast, Revolutionary Europe created an atmosphere where new abstract and daring ideas were brought to bear on their analysis. The choice of how to narrate the journey through the mathematical world is something which is specific to each individual culture.

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Yaş sınırı:
0+
Litres'teki yayın tarihi:
09 mayıs 2019
Hacim:
550 s. 68 illüstrasyon
ISBN:
9780007375875
Telif hakkı:
HarperCollins

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