Kitabı oku: «The Interpretation of Dreams / Толкование сновидений», sayfa 10

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The incontestable agreement between the dream and mental disturbance, extending into characteristic details, constitutes one of the strongest supports of the medical theory of dream life, according to which the dream is represented as a useless and disturbing process and as the expression of a reduced psychic activity. One cannot expect, however, to derive the final explanation of the dream from the mental disturbances, as it is generally known in what unsatisfactory state our understanding of the origin of the latter remains. It is very probably, however, that a modified conception of the dream must also influence our views in regard to the inner mechanism of mental disturbances, and hence we may say that we are engaged in the elucidation of the psychosis when we endeavour to clear up the mystery of the dream.

I shall have to justify myself for not extending my summary of the literature of the dream problems over the period between the first appearance of this book and its second edition. If this justification may not seem very satisfactory to the reader, I was nevertheless influenced by it. The motives which mainly induced me to summarise the treatment of the dream in the literature have been exhausted with the foregoing introduction; to have continued with this work would have cost me extraordinary effort and would have afforded little advantage or knowledge. For the period of nine years referred to has yielded nothing new or valuable either for the conception of the dream in actual material or in points of view. In most of the publications that have since appeared my work has remained unmentioned and unregarded; naturally least attention has been bestowed upon it by the so-called “investigators of dreams,” who have thus afforded a splendid example of the aversion characteristic of scientific men to learning something new. “Les savants ne sont pas curieux,” said the scoffer Anatole France. If there were such a thing in science as right to revenge, I in turn should be justified in ignoring the literature since the appearance of this book. The few accounts that have appeared in scientific journals are so full of folly and misconception that my only possible answer to my critics would be to request them to read this book over again. Perhaps also the request should be that they read it as a whole.

In the works of those physicians who make use of the psychoanalytic method of treatment (Jung, Abraham, Riklin, Muthmann, Stekel, Rank, and others), an abundance of dreams have been reported and interpreted in accordance with my instructions. In so far as these works go beyond the confirmation of my assertions I have noted their results in the context of my discussion. A supplement to the literary index at the end of this book brings together the most important of these new publications. The voluminous book on the dream by Sante de Sanctis, of which a German translation appeared soon after its publication, has, so to speak, crossed with mine, so that I could take as little notice of him as the Italian author could of me. Unfortunately, I am further obliged to declare that this laborious work is exceedingly poor in ideas, so poor that one could never divine from it the existence of the problems treated by me.

I have finally to mention two publications which show a near relation to my treatment of the dream problems. A younger philosopher, H. Swoboda, who has undertaken to extend W. Fliesse̕s discovery of biological periodicity (in groups of twenty-three and twenty-eight days) to the psychic field, has produced an imaginative work13, in which, among other things, he has used this key to solve the riddle of the dream. The interpretation of dreams would herein have fared badly; the material contained in dreams would be explained through the coincidence of all those memories which during the night complete one of the biological periods for the first or the n-th time. A personal statement from the author led me to assume that he himself no longer wished to advocate this theory earnestly. But it seems I was mistaken in this conclusion; I shall report in another place some observations in reference to Swoboda̕s assertion, concerning the conclusions of which I am, however, not convinced. It gave me far greater pleasure to find accidentally, in an unexpected place, a conception of the dream in essentials fully agreeing with my own. The circumstances of time preclude the possibility that this conception was influenced by a reading of my book; I must therefore greet this as the only demonstrable concurrence in the literature with the essence of my dream theory. The book which contains the passage concerning the dream which I have in mind was published as a second edition in 1900 by Lynkus under the title Phantasien eines Realisten.

II
Method of dream interpretation. The analysis of a sample dream

The title which I have given my treatise indicates the tradition which I wish to make the starting-point in my discussion of dreams. I have made it my task to show that dreams are capable of interpretation, and contributions to the solution of the dream problems that have just been treated can only be yielded as possible by-products of the settlement of my own particular problem. With the hypothesis that dreams are interpretable, I at once come into contradiction with the prevailing dream science, in fact with all dream theories except that of Scherner, for to “interpret a dream” means to declare its meaning, to replace it by something which takes its place in the concatenation of our psychic activities as a link of full importance and value. But, as we have learnt, the scientific theories of the dream leave no room for a problem of dream interpretation, for, in the first place, according to these, the dream is no psychic action, but a somatic process which makes itself known to the psychic apparatus by means of signs. The opinion of the masses has always been quite different. It asserts its privilege of proceeding illogically, and although it admits the dream to be incomprehensible and absurd, it cannot summon the resolution to deny the dream all significance. Led by a dim intuition, it seems rather to assume that the dream has a meaning, albeit a hidden one; that it is intended as a substitute for some other thought process, and that it is only a question of revealing this substitute correctly in order to reach the hidden signification of the dream.

The laity has, therefore, always endeavoured to “interpret” the dream, and in doing so has tried two essentially different methods. The first of these procedures regards the dream content as a whole and seeks to replace it by another content which is intelligible and in certain respects analogous. This is symbolic dream interpretation; it naturally goes to pieces at the outset in the case of those dreams which appear not only unintelligible but confused. The construction which the biblical Joseph places upon the dream of Pharaoh furnishes an example of its procedure. The seven fat kine, after which came seven lean ones which devour the former, furnish a symbolic substitute for a prediction of seven years of famine in the land of Egypt, which will consume all the excess which seven fruitful years have created. Most of the artificial dreams contrived by poets are intended for such symbolic interpretation, for they reproduce the thought conceived by the poet in a disguise found to be in accordance with the characteristics of our dreaming, as we know these from experience14. The idea that the dream concerns itself chiefly with future events whose course it surmises in advance – a relic of the prophetic significance with which dreams were once credited – now becomes the motive for transplanting the meaning of the dream, found by means of symbolic interpretation, into the future by means of an “it shall.”

A demonstration of the way in which such symbolic interpretation is arrived at cannot, of course, be given. Success remains a matter of ingenious conjecture, of direct intuition, and for this reason dream interpretation has naturally been elevated to an art, which seems to depend upon extraordinary gifts15. The other of the two popular methods of dream interpretation entirely abandons such claims. It might be designated as the “cipher method,” since it treats the dream as a kind of secret code, in which every sign is translated into another sign of known meaning, according to an established key. For example, I have dreamt of a letter, and also of a funeral or the like; I consult a “dream book,” and find that “letter” is to be translated by “vexation,” and “funeral” by “marriage, engagement.” It now remains to establish a connection, which I again am to assume pertains to the future, by means of the rigmarole which I have deciphered. An interesting variation of this cipher procedure, a variation by which its character of purely mechanical transference is to a certain extent corrected, is presented in the work on dream interpretation by Artemidoros of Daldis.2 Here not only the dream content, but also the personality and station in life of the dreamer, are taken into consideration, so that the same dream content has a significance for the rich man, the married man, or the orator, which is different from that for the poor man, the unmarried man, or, say, the merchant. The essential point, then, in this procedure is that the work of interpretation is not directed to the entirety of the dream, but to each portion of the dream content by itself, as though the dream were a conglomeration, in which each fragment demands a particular disposal. Incoherent and confused dreams are certainly the ones responsible for the invention of the cipher method16. The worthlessness of both these popular interpretation procedures for the scientific treatment of the subject cannot be questioned for a moment. The symbolic method is limited in its application and is capable of no general demonstration. In the cipher method everything depends upon whether the key, the dream book, is reliable, and for that all guarantees are lacking. One might be tempted to grant the contention of the philosophers and psychiatrists and to dismiss the problem of dream interpretation as a fanciful one.

I have come, however, to think differently. I have been forced to admit that here once more we have one of those not infrequent cases where an ancient and stubbornly retained popular belief seems to have come nearer to the truth of the matter than the judgment of the science which prevails to-day. I must insist that the dream actually has significance, and that a scientific procedure in dream interpretation is possible. I have come upon the knowledge of this procedure in the following manner:-

For several years I have been occupied with the solution of certain psychopathological structures in hysterical phobias, compulsive ideas, and the like, for therapeutic purposes. I have been so occupied since becoming familiar with an important report of Joseph Breuer to the effect that in those structures, regarded as morbid symptoms, solution and treatment go hand in hand17. Where it has been possible to trace such a pathological idea back to the elements in the psychic life of the patient to which it owes its origin, this idea has crumbled away, and the patient has been relieved of it. In view of the failure of our other therapeutic efforts, and in the face of the mysteriousness of these conditions, it seems to me tempting, in spite of all difficulties, to press forward on the path taken by Breuer until the subject has been fully understood. We shall have elsewhere to make a detailed report upon the form which the technique of this procedure has finally assumed, and the results of the efforts which have been made. In the course of these psychoanalytical studies, I happened upon dream interpretation. My patients, after I had obliged them to inform me of all the ideas and thoughts which came to them in connection with the given theme, related their dreams, and thus taught me that a dream may be linked into the psychic concatenation which must be followed backwards into the memory from the pathological idea as a starting-point. The next step was to treat the dream as a symptom, and to apply to it the method of interpretation which had been worked out for such symptoms.

For this a certain psychic preparation of the patient is necessary. The double effort is made with him, to stimulate his attention for his psychic perceptions and to eliminate the critique with which he is ordinarily in the habit of viewing the thoughts which come to the surface in him. For the purpose of self-observation with concentrated attention, it is advantageous that the patient occupy a restful position and close his eyes; he must be explicitly commanded to resign the critique of the thought-formations which he perceives. He must be told further that the success of the psychoanalysis depends upon his noticing and telling everything that passes through his mind, and that he must not allow himself to suppress one idea because it seems to him unimportant or irrelevant to the subject, or another because it seems nonsensical. He must maintain impartiality towards his ideas; for it would be owing to just this critique if he were unsuccessful in finding the desired solution of the dream, the obsession, or the like.

I have noticed in the course of my psychoanalytic work that the state of mind of a man in contemplation is entirely different from that of a man who is observing his psychic processes. In contemplation there is a greater play of psychic action than in the most attentive self-observation; this is also shown by the tense attitude and wrinkled brow of contemplation, in contrast with the restful features of self-observation. In both cases, there must be concentration of attention, but, besides this, in contemplation one exercises a critique, in consequence of which he rejects some of the ideas which he has perceived, and cuts short others, so that he does not follow the trains of thought which they would open; toward still other thoughts he may act in such a manner that they do not become conscious at all – that is to say, they are suppressed before they are perceived. In self-observation, on the other hand, one has only the task of suppressing the critique; if he succeeds in this, an unlimited number of ideas, which otherwise would have been impossible for him to grasp, come to his consciousness. With the aid of this material, newly secured for the purpose of self-observation, the interpretation of pathological ideas, as well as of dream images, can be accomplished. As may be seen, the point is to bring about a psychic state to some extent analogous as regards the apportionment of psychic energy (transferable attention) to the state prior to falling asleep (and indeed also to the hypnotic state). In falling asleep, the “undesired ideas” come into prominence on account of the slackening of a certain arbitrary (and certainly also critical) action, which we allow to exert an influence upon the trend of our ideas; we are accustomed to assign “fatigue” as the reason for this slackening; the emerging undesired ideas as the reason are changed into visual and acoustic images. (Cf. the remarks of Schleiermacher61) and others, p. 40.) In the condition which is used for the analysis of dreams and pathological ideas, this activity is purposely and arbitrarily dispensed with, and the psychic energy thus saved, or a part of it, is used for the attentive following of the undesired thoughts now coming to the surface, which retain their identity as ideas (this is the difference from the condition of falling asleep). “Undesired ideas” are thus changed into “desired” ones.

The suspension thus required of the critique for these apparently “freely rising” ideas, which is here demanded and which is usually exercised on them, is not easy for some persons. The “undesired ideas” are in the habit of starting the most violent resistance, which seeks to prevent them from coming to the surface. But if we may credit our great poet-philosopher Friedrich Schiller, a very similar tolerance must be the condition of poetic production. At a point in his correspondence with Koerner, for the noting of which we are indebted to Mr. Otto Rank, Schiller answers a friend who complains of his lack of creativeness in the following words: “The reason for your complaint lies, it seems to me, in the constraint which your intelligence imposes upon your imagination. I must here make an observation and illustrate it by an allegory. It does not seem beneficial, and it is harmful for the creative work of the mind, if the intelligence inspects too closely the ideas already pouring in, as it were, at the gates. Regarded by itself, an idea may be very trifling and very adventurous, but it perhaps becomes important on account of one which follows it; perhaps in a certain connection with others, which may seem equally absurd, it is capable of forming a very useful construction. The intelligence cannot judge all these things if it does not hold them steadily long enough to see them in connection with the others. In the case of a creative mind, however, the intelligence has withdrawn its watchers from the gates, the ideas rush in pell-mell, and it is only then that the great heap is looked over and critically examined. Messrs. Critics, or whatever else you may call yourselves, you are ashamed or afraid of the momentary and transitory madness which is found in all creators, and whose longer or shorter duration distinguishes the thinking artist from the dreamer. Hence your complaints about barrenness, for you reject too soon and discriminate too severely” (Letter of December 1, 1788).

And yet, “such a withdrawal of the watchers from the gates of intelligence,” as Schiller calls it, such a shifting into the condition of uncritical self-observation, is in no way difficult.

Most of my patients accomplish it after the first instructions; I myself can do it very perfectly, if I assist the operation by writing down my notions. The amount, in terms of psychic energy, by which the critical activity is in this manner reduced, and by which the intensity of the self-observation may be increased, varies widely according to the subject matter upon which the attention is to be fixed.

The first step in the application of this procedure now teaches us that not the dream as a whole, but only the parts of its contents separately, may be made the object of our attention. If I ask a patient who is as yet unpractised: “What occurs to you in connection with this dream?” as a rule he is unable to fix upon anything in his psychic field of vision. I must present the dream to him piece by piece, then for every fragment he gives me a series of notions, which may be designated as the “background thoughts” of this part of the dream. In this first and important condition, then, the method of dream interpretation which I employ avoids the popular, traditional method of interpretation by symbolism famous in the legends, and approaches the second, the “cipher method.” Like this one it is an interpretation in detail, not en masse; like this it treats the dream from the beginning as something put together – as a conglomeration of psychic images.

13.H. Swoboda, Die Perioden des Menschlichen Organismus, 1904.
14.In a novel,Gradiva, of the poet W. Jensen, I accidentally discovered several artificial dreams which were formed with perfect correctness and which could be interpreted as though they had not been invented, but had been dreamt by actual persons. The poet declared, upon my inquiry, that he was unacquainted with my theory of dreams. I have made use of this correspondence between my investigation and the creative work of the poet as a proof of the correctness of my method of dream analysis (“Der Wahn und die Träume,” in W. Jensen̕s Gradiva, No. 1 of the Schriften zur angewandten Seelenkunde, 1906, edited by me). Dr. Alfred Robitsek has since shown that the dream of the hero in Goethe̕s Egmont may be interpreted as correctly as an actually experienced dream (“Die Analyse von Egmont̕s Träume,” Jahrbuch, edited by Bleuler-Freud, vol. II., 1910.)
15.After the completion of my manuscript, a paper by Stumpf63 came to my notice which agrees with my work in attempting to prove that the dream is full of meaning and capable of interpretation. But the interpretation is undertaken by means of an allegorising symbolism, without warrant for the universal applicability of the procedure.
16.Dr. Alfred Robitsek calls my attention to the fact that Oriental dream books, of which ours are pitiful plagiarisms, undertake the interpretation of dream elements, mostly according to the assonance and similarity of the words. Since these relationships must be lost by translation into our language, the incomprehensibility of the substitutions in our popular “dream books” may have its origin in this fact. Information as to the extraordinary significance of puns and punning in ancient Oriental systems of culture may be found in the writings of Hugo Winckler. The nicest example of a dream interpretation which has come down to us from antiquity is based on a play upon words. Artemidoros2 relates the following (p. 225): “It seems to me that Aristandros gives a happy interpretation to Alexander of Macedon. When the latter held Tyros shut in and in a state of siege, and was angry and depressed over the great loss of time, he dreamed that he saw a Satyros dancing on his shield. It happened that Aristandros was near Tyros and in the convoy of the king, who was waging war on the Syrians. By disjoining the word Satyros into σα and τύρος, he induced the king to become more aggressive in the siege, and thus he became master of the city. (Σα τύρος – thine is Tyros.) The dream, indeed, is so intimately connected with verbal expression that Ferenczi87 may justly remark that every tongue has its own dream language. Dreams are, as a rule, not translatable into other languages.
17.Breuer and Freud,Studien über Hysterie, Vienna, 1895; 2nd ed. 1909.