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4.7.6 Secondary Colour
The previous analysis of the achromatic doublet provides a means of ameliorating the impact of glass dispersion and to provide correction at two wavelengths. In the case of the standard visible achromat, correction is provided at the F and C wavelengths, the two hydrogen lines at 486.1 and 656.3 nm. Unfortunately, however, this does not guarantee correction at other, intermediate wavelengths. If one views dispersion of optical materials as a ‘small signal’ problem, and that any difference in refractive index is small across the region of interest, then correction of the chromatic focal shift with a doublet may be regarded as a ‘linear process’. That is to say we might approximate the dispersion of an optical material by some pseudo-linear function of wavelength, ignoring higher order terms. However, by ignoring these higher order terms, some residual chromatic aberration remains. This effect is referred to as secondary colour. The effect is illustrated schematically in Figure 4.26 which shows the shift in focus as a function of wavelength.

Figure 4.26 Secondary colour.
Figure 4.26 clearly shows the effect as a quadratic dependence in focal shift with wavelength, with the ‘red’ and ‘blue’ wavelengths in focus, but the central wavelength with significant defocus. In line with the notion that we are seeking to quantify a quadratic effect, we can define the partial dispersion coefficient, P, as:
(4.57)
If we measure the impact of secondary colour as the difference in focal length, Δf, between the ‘blue’ and ‘red’ and the ‘yellow’ focal lengths for an achromatic doublet corrected in the conventional way we get:
(4.58)
where f is the lens focal length.
The secondary colour is thus proportional to the difference between the two partial dispersions. For simplicity, we have chosen to represent the partial dispersion in terms of the same set of wavelengths as used in the Abbe number. However, whilst the same central (nd) wavelength might be used, some wavelength other than the nF, hydrogen line might be chosen for the partial dispersion. Nevertheless, this does not alter the logic presented in Eq. (4.58). Correcting secondary colour is thus less straightforward when compared to the correction of primary colour. Unfortunately, in practice, there is a tendency for the partial dispersion to follow a linear relationship with the Abbe number, as illustrated in the partial dispersion diagram shown in Figure 4.27, illustrating the performance of a range of glasses.
Thus, in the case of the achromatic doublet, judicious choice of glass pairs can minimise secondary colour, but without eliminating it. In principle, secondary colour can be entirely corrected in a triplet system employing lenses of different materials. More formally, if we describe the three lenses as having focal powers of P1, P2, and P3, with the Abbe numbers represented as V1, V2, and V3 and the partial dispersions as, α1, α2, α3, then the lens powers may be uniquely determined from the following set of equations:
(4.59a)
(4.59b)
(4.59c)
As indicated previously, Figure 4.27 exemplifies the close link between primary and secondary dispersion, with a linear trend observed linking the partial dispersion and the Abbe number for most glasses. It is easy to demonstrate by presenting Eqs. (4.59a)–(4.59c) in matrix form that, if a wholly linear relationship exists between partial dispersion and Abbe number, then the matrix determinant will be zero. In this instance, a triplet solution is therefore impossible. Furthermore, the same analysis suggests that for a set of glasses lying close to a straight line on the partial dispersion plot will necessitate the deployment of lenses with very high countervailing powers. It is clear, therefore, that an optimum triplet design is afforded by selection of glasses that depart as far as possible from a straight-line plot on the partial dispersion diagram. In this context, the isolated group of glasses that appear in Figure 4.27, the fluorite glasses, are especially useful in correcting for secondary colour. These glasses lie particularly far from the general trend line for the ‘main series’ of glasses. Lenses which are corrected for both primary and secondary colour are referred to as apochromatic lenses. These lenses invariably incorporate fluorite glasses.

Figure 4.27 Plot of partial dispersion against Abbe number.
4.7.7 Spherochromatism
In the previous analysis we learned that the basic design of simple doublet lenses allowed for the correction of both chromatic aberration and spherical aberration. Furthermore, this flexibility for correction could be extended to coma for an air spaced lens. However, since the refractive index of the two glasses in a doublet lens varies with wavelength, then inevitably, so does the spherical aberration. As such, spherical aberration can only be corrected at one wavelength, e.g. at the ‘D’ wavelength. This means that there will be some uncorrected spherical aberration at the extremes of the spectrum. This effect is known as spherochromatism. It is generally less significant in magnitude when compared with secondary colour.
4.8 Hierarchy of Aberrations
For some specific applications, such as telescope and microscope objective lenses, the field angles tend to be very much smaller than the angles associated with the system numerical aperture. In these instances, the off-axis aberrations, such as coma, are much less significant than the on-axis aberrations. Therefore, as far as the Gauss-Seidel aberrations are concerned, there exists a hierarchy of aberrations that can be placed in order of their significance or importance:
i. Spherical Aberration
ii. Coma
iii. Astigmatism and Field Curvature
iv. Distortion
That is to say, it is of the greatest importance to correct spherical aberration and then coma, followed by astigmatism, field curvature, and distortion. This emphasises the significance and use of aplanatic elements in optical design.
Of course, for certain optical systems, this logic is not applicable. For instance, in both camera lenses and in eyepieces, the field angles are very substantial and comparable to the angles associated with the numerical aperture. Indeed, in systems of this type, greater emphasis is placed upon the correction of astigmatism, field curvature, and distortion than in other systems.
With these comments in mind, it would be useful to summarise all the aberrations covered in this chapter and to classify them by virtue of their pupil and field angle dependence. Table 4.1 sets out the wavefront error dependence upon pupil and field angle for each of the aberrations.
It would be instructive, at this point, to take the example of the 200 mm doublet and to plot the wavefront aberrations attributable to some of the aberrations listed in Table 4.1 against numerical aperture. Spherochromatism is expressed as the difference in spherical aberration wavefront error between the nF and nC wavelengths (486.1 and 656.3 nm). Secondary colour is expressed as the wavefront error attributable to the difference in defocus between the nF and nD wavelengths (486.1 and 589.3 nm). A plot is shown in Figure 4.28.
It is clear that for the simple achromat under consideration, at least for modest lens apertures, the impact of secondary colour predominates. If a wavefront error of about 50 nm is consistent with ‘high quality’ imaging, then secondary colour has a significant impact for numerical apertures in excess of 0.05 or f#10. With numerical apertures in excess of 0.2 (f#2.5), higher order spherical aberration starts to make a significant contribution. On the other hand the effect of spherochromatism is more modest throughout. In this context, the impact of spherochromatism would only be a significant issue if secondary colour were first corrected.
Table 4.1 Pupil and field dependence of principal aberrations.


Figure 4.28 Contribution of different aberrations vs. numerical aperture for 200 mm achromat.
Of course, in practice, the design of such lens systems will be accomplished by means of ray tracing software or similar. Nonetheless, an understanding of the basic underlying principles involved in such a design would be useful in the initiation of any design process.
Further Reading
Born, M. and Wolf, E. (1999). Principles of Optics, 7e. Cambridge: Cambridge University Press. ISBN: 0-521-642221.
Hecht, E. (2017). Optics, 5e. Harlow: Pearson Education. ISBN: 978-0-1339-7722-6.
Kidger, M.J. (2001). Fundamental Optical Design. Bellingham: SPIE. ISBN: 0-81943915-0.
Kidger, M.J. (2004). Intermediate Optical Design. Bellingham: SPIE. ISBN: 978-0-8194-5217-7.
Longhurst, R.S. (1973). Geometrical and Physical Optics, 3e. London: Longmans. ISBN: 0-582-44099-8.
Mahajan, V.N. (1991). Aberration Theory Made Simple. Bellingham: SPIE. ISBN: 0-819-40536-1.
Mahajan, V.N. (1998). Optical Imaging and Aberrations: Part I. Ray Geometrical Optics. Bellingham: SPIE. ISBN: 0-8194-2515-X.
Mahajan, V.N. (2001). Optical Imaging and Aberrations: Part II. Wave Diffraction Optics. Bellingham: SPIE. ISBN: 0-8194-4135-X.
Slyusarev, G.G. (1984). Aberration and Optical Design Theory. Boca Raton: CRC Press. ISBN: 978-0852743577.
Smith, F.G. and Thompson, J.H. (1989). Optics, 2e. New York: Wiley. ISBN: 0-471-91538-1.
Welford, W.T. (1986). Aberrations of Optical Systems. Bristol: Adam Hilger. ISBN: 0-85274-564-8.
5
Aspheric Surfaces and Zernike Polynomials
5.1 Introduction
The previous chapters have provided a substantial grounding in geometrical optics and aberration theory that will provide the understanding required to tackle many design problems. However, there are two significant omissions.
Firstly all previous analysis, particularly with regard to aberration theory, has assumed the use of spherical surfaces. This, in part, forms part of a historical perspective, in that spherical surfaces are exceptionally easy to manufacture when compared to other forms and enjoy the most widespread use in practical applications. Modern design and manufacturing techniques have permitted the use of more exotic shapes. In particular, conic surfaces are used in a wide variety of modern designs.
The second significant omission is the use of Zernike circle polynomials in describing the mathematical form of wavefront error across a pupil. Zernike polynomials are an orthonormal set of polynomials that are bounded by a circular aperture and, as such, are closely matched to the geometry of a circular pupil. There are, of course, many different sets of orthonormal functions, the most well known being the Fourier series, which, in two dimensions, might be applied to a rectangular aperture. As the wavefront pattern associated with defocus forms one specific Zernike polynomial, the orthonormal property of the series means that all other terms are effectively optimised with respect to defocus. This topic was touched on in Chapter 3 when seeking to minimise the wavefront error associated with spherical aberration by providing balancing defocus. The optimised form that was derived effectively represents a Zernike polynomial.
5.2 Aspheric Surfaces
5.2.1 General Form of Aspheric Surfaces
In this discussion, we will restrict ourselves to surfaces that are symmetric about a central axis. Although more exotic surfaces are used, such symmetric surfaces predominate in practical applications. The most general embodiment of this type of surface is the so-called even asphere. Its general form is specified by its surface sag, z, which represents the axial displacement of the surface with respect to the axial position of the vertex, located at the axis of symmetry. The surface sag of an even asphere is given by the following formula:
(5.1)
c = 1/R is the surface curvature (R is the radius); k is the conic constant; αn is the even polynomial coefficient.
The curvature parameter, c, essentially describes the spherical radius of the surface. The conic constant, k, is a parameter that describes the shape of a conic surface. For k = 0, the surface is a sphere. More generally, the conic shapes are as set out in Table 5.1.
Table 5.1 Form of conic surfaces.

Without the further addition of the even polynomial coefficients, αn, the surfaces are pure conics. Historically, the paraboloid, as a parabolic mirror shape, has found application as an objective in reflective telescopes. As will be seen subsequently, use of a parabolic mirror shape entirely eliminates spherical aberration for the infinite conjugate. The introduction of the even aspheric terms add further useful variables in optimisation of a design. However, this flexibility comes at the cost of an increase in manufacturing complexity and cost. Strictly speaking, at the first approximation, the terms, α1 and α2 are redundant for a general conic shape. Adding the conic term, k, to the surface prescription and optimising effectively allows local correction of the wavefront to the fourth order in r. In this context, the first two even polynomial terms are, to a significant degree, redundant.
5.2.2 Attributes of Conic Mirrors
There is one important attribute of conic surfaces that lies in their mathematical definition. To illustrate this, a section of an ellipsoid, i.e. an ellipse, is shown in Figure 5.1. An ellipse is defined by its two foci and has the property that a line drawn from one focus to any point on the ellipse and thence to the other focus has the same total length regardless of which point on the ellipse was included.
The ellipsoid is defined by its two foci, F1 and F2. In this instance, the shape of the ellipsoid is defined by its semi-major distance, a, and its semi-minor distance, b. As suggested, the key point about the ellipsoid shape sketched in Figure 5.1 is that the aggregate distance F1P + PF2 is always constant. By virtue of Fermat's principle, this inevitably implies that, since the optical path is the same in all cases, F1 and F2, from an optical perspective, represent perfect focal points with no aberration whatsoever generated by reflection from the ellipsoidal surface. In describing the ellipsoid above, it is useful to express it in terms of polar coordinates defined with respect to the focal points. If we label the distance F1P as d, then this distance may be expressed in the following way in terms of the polar angle, θ:

Figure 5.1 Ellipsoid of revolution.
(5.2)
The parameter, ε, is the so-called eccentricity of the ellipse and is related to the conic parameter, k. In addition, the parameter, d0 is related to the base radius, R, as defined in the conic section formula in Eq. (5.1). The connection between the parameters is as set out in Eq. (5.3):
(5.3)
From the perspective of image formation, the two focal points, F1 and F2 represent the ideal object and image locations for this conic section. If x1 in Figure 5.1 represents the object distance u, i.e. the distance from the object to the nearest surface vertex, then it is also possible to calculate the distance, v, to the other focal point. These distances are presented below in the form of Eq. (5.2):
(5.4)
From the above, it is easy to calculate the conjugate parameter for this conjugate pair:

In fact, object and image conjugates are reversible, so the full solution for the conic constant is as in Eq. (5.5):
(5.5)
Thus, it is straightforward to demonstrate that for a conic section, there exists one pair of conjugates for which perfect image formation is possible. Of course, the most well known of these is where k = −1, which defines the paraboloidal shape. From Eq. (5.5), the corresponding conjugate parameter is −1 and relates to the infinite conjugate. This forms the basis of the paraboloidal mirror used widely (at the infinite conjugate) in reflecting telescopes and other imaging systems.
As for the spherical mirror, the effective focal length of the mirror remains the same as for the paraxial relationship:
(5.6)
More generally, the spherical aberration produced by a conic mirror is of a similar form as for the spherical mirror but with an offset:
(5.7)
Worked Example 5.1 Simple Mirror-Based Magnifier
We wish to construct a simple magnification system with a simple conic mirror. The system magnification is to be two and the object distance 100 mm. There is to be no on axis aberration. What is the prescription of the mirror, i.e. base radius and conic constant?
It is assumed that object and image are located the same side of the mirror, so that, in this context, the image distance is −200 mm. The overall set up is illustrated in the diagram:

The base radius of the conic mirror is very simple to calculate as it follows the simple paraxial formula, as replicated in Eq. (5.6):

This gives R = −133 mm.
We now need to calculate the conjugate parameter, t:

From Eq. (5.5) it is straightforward to see that k = −(1/t)2 and thus k = −0.1111. The shape is that of a slightly prolate ellipsoid.
The practical significance of a perfect on axis set up described in this example, is that it forms the basis of an ideal manufacturing test for such a conic surface. This will be described in more detail later in this text.
5.2.3 Conic Refracting Surfaces
There is no generic rule for conic refracting surfaces that generate perfect image formation for an arbitrary conjugate. However, there is a special condition for the infinite conjugate where perfect image formation results, as illustrated in Figure 5.2.
If the refractive index of the surface is n, assuming that the object is in air/vacuum, then the conic constant of the ideal surface is –n2. In fact, the shape is that of a hyperboloid. The abscissa of the hyperboloid effectively produce grazing incidence for rays originating from the object. By definition, therefore, the angle that the surface normal makes with the optical axis at the abscissa is equal to the critical angle. This restricts the maximum numerical aperture that can be collected by the system. With this constraint, it is clear that the maximum numerical aperture is equal to 1/n. In summary therefore:
(5.8)
Unfortunately, no other general condition for perfect image formation results for a conic surface. However, for perfect image correction, all orders of (on axis) aberration are corrected. Thus, although no condition for perfect image formation is possible, it is still possible, nevertheless, to correct for third order spherical aberration with a single refractive surface.

Figure 5.2 Single refractive surface at infinite conjugate.
5.2.4 Optical Design Using Aspheric Surfaces
The preceding discussion largely focused on perfect imaging in specific and restricted circumstances. However, even where perfect imaging is not theoretically possible, aspheric surfaces are extremely useful in the correction of system aberrations with a minimum number of surfaces. For more general design problems, therefore, even asphere terms may be added to the surface prescription. With the stop located at a specific surface, adding aspheric terms to the form of that surface can only control the spherical aberration at that surface. One perspective on the form of a surface is that second order terms only add to the power of that surface, whereas fourth order terms control the third order (in transverse aberration) aberrations. The reasoning behind this assertion may be viewed a little more clearly by expanding the sag of a conic surface in terms of even polynomial terms:
(5.9)
Adding a conic term to the surface, in addition to defining the curvature of the surface by its base radius, effectively adds an independent term to Eq. (5.9), effectively controlling two polynomial orders in Eq. (5.9). To this extent, adding separate additional second order and fourth order terms to the even asphere expansion in Eq. (5.1) is redundant. From the perspective of controlling third order aberrations, Eq. (5.9) confirms the utility of a conic surface in adding a controlled amount of fourth order optical path difference (OPD) to the system. In fact, the amount of OPD added to the system, to fourth order, is simply given by the change in sag produced by the conic surface multiplied by the difference in refractive indices. If the refractive index of the first medium is n0, and that of the second medium, n1, then the change in OPD produced by introducing a conic parameter of k is given by:
(5.10)
Equation (5.10) allows estimation of the spherical aberration produced by a conic surface introduced at the stop position. However, by virtue of the stop shift equations introduced in the previous chapter, providing fourth order sag terms at a surface remote from the stop not only influences spherical aberration, but also the other third order aberrations as well. In principle, therefore, by using aspheric surfaces, it is possible to eliminate all third order aberrations with fewer surfaces that would be possible with using just spherical surfaces alone. In fact, assuming that a system has been designed with zero Petzval curvature, it is only necessary to eliminate spherical aberration, coma, and astigmatism. Therefore, only three surfaces are strictly necessary. This represents a considerable improvement over a system employing only spherical surfaces. Notwithstanding the difficulties in manufacturing aspheric surfaces, some commercial camera systems are designed with this principal in mind.
Having introduced the underlying principles, it must be stated that design using aspheric surfaces is not especially amenable to analytical solution. In principle, of course, Eq. (5.10) could be used together with the relevant stop shift equations to compute analytically all third order aberrations. However, in practice, this is a rather cumbersome procedure and design of such systems proceeds largely by computer optimisation. Nevertheless, a clear understanding of the underlying principles is of invaluable help in the design process. An example, a simple two lens system, employing aspheric surfaces is sketched in Figure 5.3. This lens system replicates the performance of a three lens Cooke triplet with an aperture of f#5 and a field of view of 40°. Figure 5.3 is not intended to present a realistic and competitive design, but it merely illustrates the flexibility introduced by the incorporation of aspheric surfaces. In particular, it offers the potential to achieve the same performance with fewer surfaces.
Whilst aspheric components represent a significant enhancement to the toolkit of an optical designer, they represent something of a headache to the component manufacturer. As will be revealed later, in general, aspheric components are more difficult to manufacture and test and hence more costly. As such, their use is restricted to those situations where the advantage provided is especially salient. At the same time, advanced manufacturing techniques have facilitated the production of aspheric surfaces and their application in relatively commonplace designs, such as digital cameras, is becoming a little more widespread. Of course, the presence of conic and aspheric surfaces in large reflecting telescope designs is, by comparison, relatively well established.

Figure 5.3 Simple two lens system employing aspheric components.
