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Kitabı oku: «The Will to Believe, and Other Essays in Popular Philosophy», sayfa 13

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GREAT MEN AND THEIR ENVIRONMENT.39

A remarkable parallel, which I think has never been noticed, obtains between the facts of social evolution on the one hand, and of zoölogical evolution as expounded by Mr. Darwin on the other.

It will be best to prepare the ground for my thesis by a few very general remarks on the method of getting at scientific truth. It is a common platitude that a complete acquaintance with any one thing, however small, would require a knowledge of the entire universe. Not a sparrow falls to the ground but some of the remote conditions of his fall are to be found in the milky way, in our federal constitution, or in the early history of Europe. That is to say, alter the milky way, alter the federal constitution, alter the facts of our barbarian ancestry, and the universe would so far be a different universe from what it now is. One fact involved in the difference might be that the particular little street-boy who threw the stone which brought down the sparrow might not find himself opposite the sparrow at that particular moment; or, finding himself there, he might not be in that particular serene and disengaged mood of mind which expressed itself in throwing the stone. But, true as all this is, it would be very foolish for any one who was inquiring the cause of the sparrow's fall to overlook the boy as too personal, proximate, and so to speak anthropomorphic an agent, and to say that the true cause is the federal constitution, the westward migration of the Celtic race, or the structure of the milky way. If we proceeded on that method, we might say with perfect legitimacy that a friend of ours, who had slipped on the ice upon his door-step and cracked his skull, some months after dining with thirteen at the table, died because of that ominous feast. I know, in fact, one such instance; and I might, if I chose, contend with perfect logical propriety that the slip on the ice was no real accident. "There are no accidents," I might say, "for science. The whole history of the world converged to produce that slip. If anything had been left out, the slip would not have occurred just there and then. To say it would is to deny the relations of cause and effect throughout the universe. The real cause of the death was not the slip, but the conditions which engendered the slip,—and among them his having sat at a table, six months previous, one among thirteen. That is truly the reason why he died within the year."

It will soon be seen whose arguments I am, in form, reproducing here. I would fain lay down the truth without polemics or recrimination. But unfortunately we never fully grasp the import of any true statement until we have a clear notion of what the opposite untrue statement would be. The error is needed to set off the truth, much as a dark background is required for exhibiting the brightness of a picture. And the error which I am going to use as a foil to set off what seems to me the truth of my own statements is contained in the philosophy of Mr. Herbert Spencer and his disciples. Our problem is, What are the causes that make communities change from generation to generation,—that make the England of Queen Anne so different from the England of Elizabeth, the Harvard College of to-day so different from that of thirty years ago?

I shall reply to this problem, The difference is due to the accumulated influences of individuals, of their examples, their initiatives, and their decisions. The Spencerian school replies, The changes are irrespective of persons, and independent of individual control. They are due to the environment, to the circumstances, the physical geography, the ancestral conditions, the increasing experience of outer relations; to everything, in fact, except the Grants and the Bismarcks, the Joneses and the Smiths.

Now, I say that these theorizers are guilty of precisely the same fallacy as he who should ascribe the death of his friend to the dinner with thirteen, or the fall of the sparrow to the milky way. Like the dog in the fable, who drops his real bone to snatch at its image, they drop the real causes to snatch at others, which from no possible human point of view are available or attainable. Their fallacy is a practical one. Let us see where it lies. Although I believe in free-will myself, I will waive that belief in this discussion, and assume with the Spencerians the predestination of all human actions. On that assumption I gladly allow that were the intelligence investigating the man's or the sparrow's death omniscient and omnipresent, able to take in the whole of time and space at a single glance, there would not be the slightest objection to the milky way or the fatal feast being invoked among the sought-for causes. Such a divine intelligence would see instantaneously all the infinite lines of convergence towards a given result, and it would, moreover, see impartially: it would see the fatal feast to be as much a condition of the sparrow's death as of the man's; it would see the boy with the stone to be as much a condition of the man's fall as of the sparrow's.

The human mind, however, is constituted on an entirely different plan. It has no such power of universal intuition. Its finiteness obliges it to see but two or three things at a time. If it wishes to take wider sweeps it has to use 'general ideas,' as they are called, and in so doing to drop all concrete truths. Thus, in the present case, if we as men wish to feel the connection between the milky way and the boy and the dinner and the sparrow and the man's death, we can do so only by falling back on the enormous emptiness of what is called an abstract proposition. We must say, All things in the world are fatally predetermined, and hang together in the adamantine fixity of a system of natural law. But in the vagueness of this vast proposition we have lost all the concrete facts and links; and in all practical matters the concrete links are the only things of importance. The human mind is essentially partial. It can be efficient at all only by picking out what to attend to, and ignoring everything else,—by narrowing its point of view. Otherwise, what little strength it has is dispersed, and it loses its way altogether. Man always wants his curiosity gratified for a particular purpose. If, in the case of the sparrow, the purpose is punishment, it would be idiotic to wander off from the cats, boys, and other possible agencies close by in the street, to survey the early Celts and the milky way: the boy would meanwhile escape. And if, in the case of the unfortunate man, we lose ourselves in contemplation of the thirteen-at-table mystery, and fail to notice the ice on the step and cover it with ashes, some other poor fellow, who never dined out in his life, may slip on it in coming to the door, and fall and break his head too.

It is, then, a necessity laid upon us as human beings to limit our view. In mathematics we know how this method of ignoring and neglecting quantities lying outside of a certain range has been adopted in the differential calculus. The calculator throws out all the 'infinitesimals' of the quantities he is considering. He treats them (under certain rules) as if they did not exist. In themselves they exist perfectly all the while; but they are as if they did not exist for the purposes of his calculation. Just so an astronomer, in dealing with the tidal movements of the ocean, takes no account of the waves made by the wind, or by the pressure of all the steamers which day and night are moving their thousands of tons upon its surface. Just so the marksman, in sighting his rifle, allows for the motion of the wind, but not for the equally real motion of the earth and solar system. Just so a business man's punctuality may overlook an error of five minutes, while a physicist, measuring the velocity of light, must count each thousandth of a second.

There are, in short, different cycles of operation in nature; different departments, so to speak, relatively independent of one another, so that what goes on at any moment in one may be compatible with almost any condition of things at the same time in the next. The mould on the biscuit in the store-room of a man-of-war vegetates in absolute indifference to the nationality of the flag, the direction of the voyage, the weather, and the human dramas that may go on on board; and a mycologist may study it in complete abstraction from all these larger details. Only by so studying it, in fact, is there any chance of the mental concentration by which alone he may hope to learn something of its nature. On the other hand, the captain who in manoeuvring the vessel through a naval fight should think it necessary to bring the mouldy biscuit into his calculations would very likely lose the battle by reason of the excessive 'thoroughness' of his mind.

The causes which operate in these incommensurable cycles are connected with one another only if we take the whole universe into account. For all lesser points of view it is lawful—nay, more, it is for human wisdom necessary—to regard them as disconnected and irrelevant to one another.

And this brings us nearer to our special topic. If we look at an animal or a human being, distinguished from the rest of his kind by the possession of some extraordinary peculiarity, good or bad, we shall be able to discriminate between the causes which originally produced the peculiarity in him and the causes that maintain it after it is produced; and we shall see, if the peculiarity be one that he was born with, that these two sets of causes belong to two such irrelevant cycles. It was the triumphant originality of Darwin to see this, and to act accordingly. Separating the causes of production under the title of 'tendencies to spontaneous variation,' and relegating them to a physiological cycle which he forthwith agreed to ignore altogether,40 he confined his attention to the causes of preservation, and under the names of natural selection and sexual selection studied them exclusively as functions of the cycle of the environment.

Pre-Darwinian philosophers had also tried to establish the doctrine of descent with modification; but they all committed the blunder of clumping the two cycles of causation into one. What preserves an animal with his peculiarity, if it be a useful one, they saw to be the nature of the environment to which the peculiarity was adjusted. The giraffe with his peculiar neck is preserved by the fact that there are in his environment tall trees whose leaves he can digest. But these philosophers went further, and said that the presence of the trees not only maintained an animal with a long neck to browse upon their branches, but also produced him. They made his neck long by the constant striving they aroused in him to reach up to them. The environment, in short, was supposed by these writers to mould the animal by a kind of direct pressure, very much as a seal presses the wax into harmony with itself. Numerous instances were given of the way in which this goes on under our eyes. The exercise of the forge makes the right arm strong, the palm grows callous to the oar, the mountain air distends the chest, the chased fox grows cunning and the chased bird shy, the arctic cold stimulates the animal combustion, and so forth. Now these changes, of which many more examples might be adduced, are at present distinguished by the special name of adaptive changes. Their peculiarity is that that very feature in the environment to which the animal's nature grows adjusted, itself produces the adjustment. The 'inner relation,' to use Mr. Spencer's phrase, 'corresponds' with its own efficient cause.

Darwin's first achievement was to show the utter insignificance in amount of these changes produced by direct adaptation, the immensely greater mass of changes being produced by internal molecular accidents, of which we know nothing. His next achievement was to define the true problem with which we have to deal when we study the effects of the visible environment on the animal. That problem is simply this; Is the environment more likely to preserve or to destroy him, on account of this or that peculiarity with which he may be born? In giving the name of 'accidental variations' to those peculiarities with which an animal is born, Darwin does not for a moment mean to suggest that they are not the fixed outcome of natural law. If the total system of the universe be taken into account, the causes of these variations and the visible environment which preserves or destroys them, undoubtedly do, in some remote and roundabout way, hang together. What Darwin means is, that, since that environment is a perfectly known thing, and its relations to the organism in the way of destruction or preservation are tangible and distinct, it would utterly confuse our finite understandings and frustrate our hopes of science to mix in with it facts from such a disparate and incommensurable cycle as that in which the variations are produced. This last cycle is that of occurrences before the animal is born. It is the cycle of influences upon ova and embryos; in which lie the causes that tip them and tilt them towards masculinity or femininity, towards strength or weakness, towards health or disease, and towards divergence from the parent type. What are the causes there?

In the first place, they are molecular and invisible,—inaccessible, therefore, to direct observation of any kind. Secondly, their operations are compatible with any social, political, and physical conditions of environment. The same parents, living in the same environing conditions, may at one birth produce a genius, at the next an idiot or a monster. The visible external conditions are therefore not direct determinants of this cycle; and the more we consider the matter, the more we are forced to believe that two children of the same parents are made to differ from each other by causes as disproportionate to their ultimate effects as is the famous pebble on the Rocky Mountain crest, which separates two rain-drops, to the Gulf of St. Lawrence and the Pacific Ocean toward which it makes them severally flow.

The great mechanical distinction between transitive forces and discharging forces is nowhere illustrated on such a scale as in physiology. Almost all causes there are forces of detent, which operate by simply unlocking energy already stored up. They are upsetters of unstable equilibria, and the resultant effect depends infinitely more on the nature of the materials upset than on that of the particular stimulus which joggles them down. Galvanic work, equal to unity, done on a frog's nerve will discharge from the muscle to which the nerve belongs mechanical work equal to seventy thousand; and exactly the same muscular effect will emerge if other irritants than galvanism are employed. The irritant has merely started or provoked something which then went on of itself,—as a match may start a fire which consumes a whole town. And qualitatively as well as quantitatively the effect may be absolutely incommensurable with the cause. We find this condition of things in ail organic matter. Chemists are distracted by the difficulties which the instability of albuminoid compounds opposes to their study. Two specimens, treated in what outwardly seem scrupulously identical conditions, behave in quite different ways. You know about the invisible factors of fermentation, and how the fate of a jar of milk—whether it turn into a sour clot or a mass of koumiss—depends on whether the lactic acid ferment or the alcoholic is introduced first, and gets ahead of the other in starting the process. Now, when the result is the tendency of an ovum, itself invisible to the naked eye, to tip towards this direction or that in its further evolution,—to bring forth a genius or a dunce, even as the rain-drop passes east or west of the pebble,—is it not obvious that the deflecting cause must lie in a region so recondite and minute, must be such a ferment of a ferment, an infinitesimal of so high an order, that surmise itself may never succeed even in attempting to frame an image of it?

Such being the case, was not Darwin right to turn his back upon that region altogether, and to keep his own problem carefully free from all entanglement with matters such as these? The success of his work is a sufficiently affirmative reply.

And this brings us at last to the heart of our subject. The causes of production of great men lie in a sphere wholly inaccessible to the social philosopher. He must simply accept geniuses as data, just as Darwin accepts his spontaneous variations. For him, as for Darwin, the only problem is, these data being given, How does the environment affect them, and how do they affect the environment? Now, I affirm that the relation of the visible environment to the great man is in the main exactly what it is to the 'variation' in the Darwinian philosophy. It chiefly adopts or rejects, preserves or destroys, in short selects him.41 And whenever it adopts and preserves the great man, it becomes modified by his influence in an entirely original and peculiar way. He acts as a ferment, and changes its constitution, just as the advent of a new zoölogical species changes the faunal and floral equilibrium of the region in which it appears. We all recollect Mr. Darwin's famous statement of the influence of cats on the growth of clover in their neighborhood. We all have read of the effects of the European rabbit in New Zealand, and we have many of us taken part in the controversy about the English sparrow here,—whether he kills most canker-worms, or drives away most native birds. Just so the great man, whether he be an importation from without like Clive in India or Agassiz here, or whether he spring from the soil like Mahomet or Franklin, brings about a rearrangement, on a large or a small scale, of the pre-existing social relations.

The mutations of societies, then, from generation to generation, are in the main due directly or indirectly to the acts or the example of individuals whose genius was so adapted to the receptivities of the moment, or whose accidental position of authority was so critical that they became ferments, initiators of movement, setters of precedent or fashion, centres of corruption, or destroyers of other persons, whose gifts, had they had free play, would have led society in another direction.

We see this power of individual initiative exemplified on a small scale all about us, and on a large scale in the case of the leaders of history. It is only following the common-sense method of a Lyell, a Darwin, and a Whitney to interpret the unknown by the known, and reckon up cumulatively the only causes of social change we can directly observe. Societies of men are just like individuals, in that both at any given moment offer ambiguous potentialities of development. Whether a young man enters business or the ministry may depend on a decision which has to be made before a certain day. He takes the place offered in the counting-house, and is committed. Little by little, the habits, the knowledges, of the other career, which once lay so near, cease to be reckoned even among his possibilities. At first, he may sometimes doubt whether the self he murdered in that decisive hour might not have been the better of the two; but with the years such questions themselves expire, and the old alternative ego, once so vivid, fades into something less substantial than a dream. It is no otherwise with nations. They may be committed by kings and ministers to peace or war, by generals to victory or defeat, by prophets to this religion or to that, by various geniuses to fame in art, science, or industry. A war is a true point of bifurcation of future possibilities. Whether it fail or succeed, its declaration must be the starting-point of new policies. Just so does a revolution, or any great civic precedent, become a deflecting influence, whose operations widen with the course of time. Communities obey their ideals; and an accidental success fixes an ideal, as an accidental failure blights it.

Would England have to-day the 'imperial' ideal which she now has, if a certain boy named Bob Clive had shot himself, as he tried to do, at Madras? Would she be the drifting raft she is now in European affairs42 if a Frederic the Great had inherited her throne instead of a Victoria, and if Messrs. Bentham, Mill, Cobden, and Bright had all been born in Prussia? England has, no doubt, to-day precisely the same intrinsic value relatively to the other nations that she ever had. There is no such fine accumulation of human material upon the globe. But in England the material has lost effective form, while in Germany it has found it. Leaders give the form. Would England be crying forward and backward at once, as she does now, 'letting I will not wait upon I would,' wishing to conquer but not to fight, if her ideal had in all these years been fixed by a succession of statesmen of supremely commanding personality, working in one direction? Certainly not. She would have espoused, for better or worse, either one course or another. Had Bismarck died in his cradle, the Germans would still be satisfied with appearing to themselves as a race of spectacled Gelehrten and political herbivora, and to the French as ces bons, or ces naifs, Allemands. Bismarck's will showed them, to their own great astonishment, that they could play a far livelier game. The lesson will not be forgotten. Germany may have many vicissitudes, but they—

 
"will never do away, I ween,
The marks of that which once hath been"—
 

of Bismarck's initiative, namely, from 1860 to 1873.

The fermentative influence of geniuses must be admitted as, at any rate, one factor in the changes that constitute social evolution. The community may evolve in many ways. The accidental presence of this or that ferment decides in which way it shall evolve. Why, the very birds of the forest, the parrot, the mino, have the power of human speech, but never develop it of themselves; some one must be there to teach them. So with us individuals. Rembrandt must teach us to enjoy the struggle of light with darkness, Wagner to enjoy peculiar musical effects; Dickens gives a twist to our sentimentality, Artemus Ward to our humor; Emerson kindles a new moral light within us. But it is like Columbus's egg. "All can raise the flowers now, for all have got the seed." But if this be true of the individuals in the community, how can it be false of the community as a whole? If shown a certain way, a community may take it; if not, it will never find it. And the ways are to a large extent indeterminate in advance. A nation may obey either of many alternative impulses given by different men of genius, and still live and be prosperous, just as a man may enter either of many businesses. Only, the prosperities may differ in their type.

But the indeterminism is not absolute. Not every 'man' fits every 'hour.' Some incompatibilities there are. A given genius may come either too early or too late. Peter the Hermit would now be sent to a lunatic asylum. John Mill in the tenth century would have lived and died unknown. Cromwell and Napoleon need their revolutions, Grant his civil war. An Ajax gets no fame in the day of telescopic-sighted rifles; and, to express differently an instance which Spencer uses, what could a Watt have effected in a tribe which no precursive genius had taught to smelt iron or to turn a lathe?

Now, the important thing to notice is that what makes a certain genius now incompatible with his surroundings is usually the fact that some previous genius of a different strain has warped the community away from the sphere of his possible effectiveness. After Voltaire, no Peter the Hermit; after Charles IX. and Louis XIV., no general protestantization of France; after a Manchester school, a Beaconsfield's success is transient; after a Philip II., a Castelar makes little headway; and so on. Each bifurcation cuts off certain sides of the field altogether, and limits the future possible angles of deflection. A community is a living thing, and in words which I can do no better than quote from Professor Clifford,43 "it is the peculiarity of living things not merely that they change under the influence of surrounding circumstances, but that any change which takes place in them is not lost but retained, and as it were built into the organism to serve as the foundation for future actions. If you cause any distortion in the growth of a tree and make it crooked, whatever you may do afterwards to make the tree straight the mark of your distortion is there; it is absolutely indelible; it has become part of the tree's nature.... Suppose, however, that you take a lump of gold, melt it, and let it cool.... No one can tell by examining a piece of gold how often it has been melted and cooled in geologic ages, or even in the last year by the hand of man. Any one who cuts down an oak can tell by the rings in its trunk how many times winter has frozen it into widowhood, and how many times summer has warmed it into life. A living being must always contain within itself the history, not merely of its own existence, but of all its ancestors."

Every painter can tell us how each added line deflects his picture in a certain sense. Whatever lines follow must be built on those first laid down. Every author who starts to rewrite a piece of work knows how impossible it becomes to use any of the first-written pages again. The new beginning has already excluded the possibility of those earlier phrases and transitions, while it has at the same time created the possibility of an indefinite set of new ones, no one of which, however, is completely determined in advance. Just so the social surroundings of the past and present hour exclude the possibility of accepting certain contributions from individuals; but they do not positively define what contributions shall be accepted, for in themselves they are powerless to fix what the nature of the individual offerings shall be.44

Thus social evolution is a resultant of the interaction of two wholly distinct factors,—the individual, deriving his peculiar gifts from the play of physiological and infra-social forces, but bearing all the power of initiative and origination in his hands; and, second, the social environment, with its power of adopting or rejecting both him and his gifts. Both factors are essential to change. The community stagnates without the impulse of the individual. The impulse dies away without the sympathy of the community.

All this seems nothing more than common-sense. All who wish to see it developed by a man of genius should read that golden little work, Bagehot's Physics and Politics, in which (it seems to me) the complete sense of the way in which concrete things grow and change is as livingly present as the straining after a pseudo-philosophy of evolution is livingly absent. But there are never wanting minds to whom such views seem personal and contracted, and allied to an anthropomorphism long exploded in other fields of knowledge. "The individual withers, and the world is more and more," to these writers; and in a Buckle, a Draper, and a Taine we all know how much the 'world' has come to be almost synonymous with the climate. We all know, too, how the controversy has been kept up between the partisans of a 'science of history' and those who deny the existence of anything like necessary 'laws' where human societies are concerned. Mr. Spencer, at the opening of his Study of Sociology, makes an onslaught on the 'great-man theory' of history, from which a few passages may be quoted:—

"The genesis of societies by the action of great men may be comfortably believed so long as, resting in general notions, you do not ask for particulars. But now, if, dissatisfied with vagueness, we demand that our ideas shall be brought into focus and exactly defined, we discover the hypothesis to be utterly incoherent. If, not stopping at the explanation of social progress as due to the great man, we go back a step, and ask, Whence comes the great man? we find that the theory breaks down completely. The question has two conceivable answers: his origin is supernatural, or it is natural. Is his origin supernatural? Then he is a deputy god, and we have theocracy once removed,—or, rather, not removed at all.... Is this an unacceptable solution? Then the origin of the great man is natural; and immediately this is recognized, he must be classed with all other phenomena in the society that gave him birth as a product of its antecedents. Along with the whole generation of which he forms a minute part, along with its institutions, language, knowledge, manners, and its multitudinous arts and appliances, he is a resultant.... You must admit that the genesis of the great man depends on the long series of complex influences which has produced the race in which he appears, and the social state into which that race has slowly grown.... Before he can remake his society, his society must make him. All those changes of which he is the proximate initiator have their chief causes in the generations he descended from. If there is to be anything like a real explanation of those changes, it must be sought in that aggregate of conditions out of which both he and they have arisen."45

Now, it seems to me that there is something which one might almost call impudent in the attempt which Mr. Spencer makes, in the first sentence of this extract, to pin the reproach of vagueness upon those who believe in the power of initiative of the great man.

Suppose I say that the singular moderation which now distinguishes social, political, and religious discussion in England, and contrasts so strongly with the bigotry and dogmatism of sixty years ago, is largely due to J. S. Mill's example. I may possibly be wrong about the facts; but I am, at any rate, 'asking for particulars,' and not 'resting in general notions.' And if Mr. Spencer should tell me it started from no personal influence whatever, but from the 'aggregate of conditions,' the 'generations,' Mill and all his contemporaries 'descended from,' the whole past order of nature in short, surely he, not I, would be the person 'satisfied with vagueness.'

39.A lecture before the Harvard Natural History Society; published in the Atlantic Monthly, October, 1880.
40.Darwin's theory of pangenesis is, it is true, an attempt to account (among other things) for variation. But it occupies its own separate place, and its author no more invokes the environment when he talks of the adhesions of gemmules than he invokes these adhesions when he talks of the relations of the whole animal to the environment. Divide et impera!
41.It is true that it remodels him, also, to some degree, by its educative influence, and that this constitutes a considerable difference between the social case and the zoölogical case, I neglect this aspect of the relation here, for the other is the more important. At the end of the article I will return to it incidentally.
42.The reader will remember when this was written.
43.Lectures and Essays, i. 82.
44.Mr. Grant Allen himself, in an article from which I shall presently quote, admits that a set of people who, if they had been exposed ages ago to the geographical agencies of Timbuctoo, would have developed into negroes might now, after a protracted exposure to the conditions of Hamburg, never become negroes if transplanted to Timbuctoo.
45.Study of Sociology, pages 33-35.
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