Kitabı oku: «Pragmatik der Veränderung», sayfa 6
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Client change in psychotherapy
Methodological challenges and analytical affordances of discourse analysis
Joanna Pawelczyk
Abstract: The issue of client change in psychotherapy is vital for every therapy approach. Yet, at the same time, the research conducted both from clinical quantitative and qualitative perspectives demonstrates the complexity of not only what client change is, but also of how it should be examined. This paper problematizes the very concept of ‘client change’ as this problematization has critical methodological implications for the research. For example, one of the essential questions to be considered is whose perspective we should adopt as researchers in examining client change.
Quantitative clinical studies have identified a number of factors that contribute to the effectiveness of psychotherapy (Norcross 2011), yet as Silberschatz (2015: 1) has recently claimed: “little progress has been made in elucidating mechanisms of change”. Little is also known about the interactional process(es) leading to client change. This paper focuses on qualitative approaches to examining client change in psychotherapy.
Discourse analysis as a qualitative methodology used to investigate language use in context, has the tools to examine the process of client change. Thus it can be complementary to the main empirical psychotherapy research (Elliott 2012). This paper demonstrates how the clinical and discourse analytic perspectives can be combined in researching client change in two ways. Firstly, discourse analysis can evidence how the postulated mechanisms of change are actually accomplished in an interaction between the psychotherapist and the client. Secondly, based on the concept of common factors in psychotherapy (Lambert 2013a), the paper proposes common interactional strategies in psychotherapy fundamental to promoting client change.
Keywords: client change, discourse analysis, conversation analysis, common factors in psychotherapy, common interactional strategies
Introduction
Siri Hustvedt, a well-known American novelist, in her collection of essays entitled “A woman looking at men looking at women. Essays on art, sex, and the mind” makes a reference to her own therapy and change she has experienced as a result of it:
For six years I have been in psychoanalytically based psychotherapy twice a week, and I have been changed by it. How this has happened remains mysterious. I could tell you a story now, one different from the story I arrived with on that first day, but the dynamics of how one story supplanted another, how talk, often repetitious, circling, speculative, even nonsensical, has achieved a shift in me, I couldn’t explain to you with any precision. I know this: I feel freer. I feel freer in my life and in my art, and those two are finally inseparable (Hustvedt 2016: 118).
The reference to the near impossibility of explicating change coming from such a sharp thinker and observer of human life as Hustvedt herself, already points to the complexity of capturing how client/patient1 change occurs. Still, Hustvedt talks about one story replacing the other as a testimony to the experienced change and thus feeling liberated. Yet the trajectory of getting from one life narrative to the other cannot be easily identified.
Watzlawick et al. (1974: 2) challenge the commonsensical opposition between change and persistence and put forward the following seemingly paradoxical assumption:
…persistence and change need to be considered together in spite of their apparently opposite nature. This is not an abstruse idea, but a specific instance of the general principle that all perception and thought is relative, operating by comparison and contrast.
Watzlawick et al.’s (1974) claim seems to be of vital relevance to the clients’ work in psychotherapy where their progression, although assumed to be incremental thus moving directly from point A to point Z, typically takes on a more uneven trajectory (see Lambert 2013b). Thus, as it is often claimed by clients, they take – in their view – one step forward toward improvement and then two steps backward. Furthermore, as Watzlawick et al. (1974) imply, whether something or somebody has in fact changed is very much contingent on the position from which the assessment is made.
Referring now to research on client change, Elliott (2012) – one of the key scholars researching client change – comments on the ‘rigidity’ of looking into, i.e. investigating, client change. He refers to the traditional “mode of understanding” in change process research (CPR) as realist relying on such metaphors as “‘change mechanisms’ (change process as machine) and ‘effective ingredients’ (a pharmaceutical metaphor)” (2012: 69). This in turn implies that there should be a recipe-like procedure to be followed if psychotherapists want to achieve a change of some sort in their clients despite, among others, clients bringing very different issues to therapy and numerous diverging approaches to doing psychotherapy.
The three views presented above point to a very complex picture of what client change is and what it might entail, its highly contingent character (Watzlawick et al. 1974), as well as the challenges in tracking it down both from the patient’s (Hustvedt 2016) as well as the researcher’s perspective (Elliott 2012).
In what follows the main trends in qualitative research on client change are presented, highlighting its methodological complexity. Next, the key tenets of conversation analysis as one of the approaches to discursive engagement with (therapeutic) data as well as the emerging conversation analytic research on client change are discussed. This is followed by the analytical section on the use of discourse analytic approaches in investigating client change. The focus of this section is on common factors in psychotherapy (Lambert 2013a) and common interactional strategies of co-construction and re-construction in promoting client change.
Problematizing client change and research on client change
Psychotherapy as a longitudinal process is geared to facilitate change that should ideally increase the clients’ contact with their problematic emotional experiences and parts of the self, and to increase their self-reflexive abilities (Rennie 1992; Norcross and Goldfried 2005; Leiman 2012; Voutilainen and Peräkylä forthcoming). The promise of change for the better is why clients embark on the therapeutic trajectory and from the clinical viewpoint client change is the motivation for all psychotherapies (Peräkylä 2013: 573; see also Carey et al. 2007). Yet how the psychological change occurs is still poorly understood (Higginson and Mansell 2008: 310). Elliott (2012: 70) refers to the process of change in psychotherapy as “complex and nuanced” (see also Lambert 2013b) and as Murray (2002) states, questions about the change process often focus on examining how psychotherapy is helpful.
Yet client change as a result of psychotherapy, although typically conceived of as bringing positive results and thus some sort of improvement in the client, can also be of negative character. The research shows that despite receiving validated and properly performed psychological treatments, some patients “experience deterioration and adverse events” (Bystedt et al. 2014: 319; Lambert 2013b). As reported by Bystedt et al. (2014), it is estimated that the so-called deterioration effect – referring to possible negative effects of psychological treatments (see Bergin 1966) – applies to between five per cent and ten per cent of all patients. Yet not enough is known about the so-called negative effects of psychotherapy (Bystedt et al. 2014). To reiterate, even though client change can be of positive and, in some cases, negative character, the extant research however, takes the default position on client change as positive.
A substantial body of research concentrates on identifying and examining the events in the psychotherapy process marked by clients and therapists as significant (e.g., Levitt et al. 2006; Carrey et al. 2007; Nilsson et al. 2007; Higginson and Mansell 2008). It is argued that these events comprise “the effective ingredients of change” (Viklund et al. 2010: 151). For example, Carrey and colleagues (2007) conducted interviews with 27 people at the end of their treatment and found that “many described change as occurring both as a gradual process and at an identifiable – and memorable – moment” (Carrey et al. 2007: 182; see also Higginson and Mansell 2008). Additionally, Carrey et al. (2007) identified six themes in the participants’ accounts of how change occurred. These are:
1 motivation and readiness,
2 perceived aspects of self,
3 tools and strategies,
4 learning,
5 interaction with the therapist,
6 and, the relief of talking.
It is worth noting that generally the participants of Carrey et al.’s (2007) study were unable to provide a specific definition of change (see Hustvedt’s (2016) comment above) and similarly to Levitt et al.’s (2006) findings, change was not attributed to concrete therapeutic approaches. Timulak (2007) presented a meta-analysis of factors that clients described as helpful in nine meta-categories:
1 awareness/insight/self-understanding,
2 reassurance/support/safety,
3 behavioral change/problem solution,
4 empowerment,
5 relief,
6 exploring feelings/emotional experiencing,
7 feeling understood,
8 client involvement
9 and, personal contact.
One important factor that has emerged from clients’ accounts and that is conducive to change has to do with the therapeutic relationship. The participants of Levitt et al.’s (2006) study used the term “relationship” itself while e.g., “interaction with the therapist” was documented in Carrey et al.’s (2007) research and “feeling understood” and “personal contact” were identified in Timulak’s (2007) meta-analysis. This line of research follows the assumption that “clients’ perceptions of the therapy process are valuable indicators of outcome” (Viklund et al. 2010: 162). Yet, as Viklund et al. (2010: 152) explain, this type of research in which clients are asked to identify the significant moments in their therapies suffers a number of limitations:
… identifying psychotherapy events that clients find important may help us capture the effective ingredients of change, but in order to better understand what goes on in those moments there is also a need for detailed examinations of the microprocesses of interaction within the events.
The remark concerning the necessity of a detailed examination of those interactional moments deemed as significant by clients (and therapists) will be discussed further in the paper.
The current perspective on studying client change, i.e., change process research (CPR) has been proposed by Greenberg (1986) and combines the earlier outcome research paradigm with the process research approach. CPR “concerns itself with explaining both how and why change occurs” (Elliott 2012: 69) and is “a necessary complement to randomized clinical trials and other forms of efficacy research” (Elliott 2010: 123). As discussed by Elliott (2010: 123), CPR comprises four types of research designs such as: quantitative process-outcome, qualitative helpful factors, microanalytic sequential process and the significant events approach, referring to “methods such as task analysis and comprehensive process analysis that integrate the first three.”
The complexity of studying client change has been aptly captured by Kazdin (2009: 421) in the quotation: “’How does one get from: ‘My therapist and I are bonding’ to ‘My marriage, anxiety, and tics are better’”. This quotation gives a sense of just one of the salient issues in studying client change, i.e., how we go about finding out the implications and/or consequences of what happens in the therapy room for the client’s actual non-therapy life. The intricacy of this issue, in fact, has been pointed out by Levitt et al. (2006: 318), who discussed how the clients in their study “vividly describ[ed] the process of moving between these two separate worlds of therapy and ‘real life’” that entailed “transforming from person to client and back to person again”.
Another likely obstacle to identifying how the client change occurs has to do with the many therapy schools and approaches. Can we really offer an explanation of client change that will be applicable to often seemingly distant therapy schools but sharing the pursuit of change? This issue has been addressed, for example, in the line of research employing the Dialogical Self Theory (Hermans and Dimaggio 2004; see also Norcross and Goldfried 2005). Leiman (2012: 125) proposes “the fundamental twin process of all psychotherapies” that combines promoting client’s disclosure and helping him/her “to adopt a self-observing stance concerning the presenting problems and the underlying problematic patterns of action and experience”. The self-observation, as Leiman (2012: 125) expounds, “permits an altered relationship to the original problem whatever it may be” by increased awareness of the original issue(s). Leiman (2012: 126) sees the concept of observer position taken by the client as “the common mediator of client change in psychotherapy”. Similarly Avdi (2012: 64) claims that the process of client change “can be evidenced in the development of richer dialogues between voices in the client’s narrative, in a decrease in disorganization or dissociation, and in the development of a reflexive meta-position” (see also Angus et al. 2006; Lambert 2013b; Rennie 1992).
Another complexity that needs to be considered in studying client change revolves around the question whose perspective should be adopted in identifying and evaluating potential change. This concurrently relates to the sets of data to be collected and analyzed (see Elliott 2012). Is it the client who is the ultimate/decisive figure in identifying and/or assessing whether the therapy brought positive changes in his/her life and what events they found most helpful (see e.g., Levitt et al. 2006; Carey et al. 2007) or is it his/her therapist? Interestingly the research shows that the clients’ and therapists’ insights as to what gets identified as ‘helpful’ or ‘hindering’ in psychotherapy do not always overlap (Elliott 2012; see also Caskey et al. 1984). The concept of the analyst’s paradox (Sarangi 2002, 2007, 2010) refers to the necessity to consult discourse analytic findings with the people whose communicative and interactional practices are studied. This is to say that psychotherapists’ and clients’ perspectives are vital for the analytic practice and ultimately for the findings if they are to be applied to the work of therapists (see Sarangi 2010). The question of whose perspective is to be taken on board is not an easy one and cannot be resolved in the same manner for every case, yet it should sensitize researchers’ reflexivity and analytical gaze (cf. Sarangi 2019).
Kazdin (2009: 419) states that despite “rather vast literature, there is little empirical research to provide an evidence-based explanation of precisely why treatment works and how the changes come about.” Elliott (2012: 76) underlines that truly evidence-based practice “should be based on multiple lines of CPR evidence” thus, for example, combining various sources of data to arrive at a better understanding of how client change occurs. This seems to be of pivotal importance as the majority of studies still rely on one set of data and consequently neglect other crucial insights in explaining the process of change.
To sum up, studying client change in psychotherapy poses a methodological and analytical challenge and “certainly not an easy path on which to embark” (Kazdin 2009: 428). The complexity however, needs to be properly addressed by the researcher on every stage of research process (see Sarangi 2019).
Discourse analysis and analyzing client change
Elliott (2012: 70) encourages more qualitative work in CPR by emphasizing that discourse analytic approaches have been so far “under-utilized”. Since the CPR’s focus is also on how change occurs, the broad DA perspective should be of particular relevance. After all:
While clients process internally their experiences and content of mind in and between the sessions, what prompts and maintains this processing is the interaction between the client and the therapist, the therapeutic relationship (Voutilainen and Peräkylä forthcoming).
CA, as one of the approaches within DA and a method of engaging with data, identifies the sequential organization and interactional functions of certain practices that in the local interactional context enable the client to approach a certain issue in a transformed manner. In the context of psychotherapy, CA helps to examine “what sort of features in the therapist’s turns would guide the patient to respond in a particular way, and vice versa” (Voutilainen et al. 2010a: 300).
The broad framework of discourse analysis (DA) and in particular conversation analysis (CA) has successfully addressed and identified various interactional phenomena transpiring in the therapeutic interaction as summarized by Peräkylä (2013), e.g., formulations of the client’s prior talk (Antaki 2008; Antaki et al. 2005; Buttny 1996; Davis 1986; Hutchby 2005; Peräkylä 2004; Vehviläinen 2003; Weiste et al. 2016), (re-)interpretations and responses to them (Peräkylä 2004; Bercelli et al. 2008), relational aspects such as resistance (Muntigl 2013), affiliation (Bercelli et al. 2008) and affect/emotion (Voutilainen et al. 2010b; Pawelczyk 2011; Voutilainen 2012; Muntigl et al. 2014).
The CA-oriented research started addressing the issue of client change, see e.g., Muntigl and Horvath (2005), Voutilainen et al. (2011), Muntigl (2013), Voutilainen et al. (2018). In particular I would like to single out two studies that have employed the methods of conversation analysis in researching client change, i.e., a study by Voutilainen et al. (2011) and by Viklund et al. (2010).
Voutilainen and colleagues (2011) focused on sequences of talk that were interactionally similar, i.e., clients’ responses to the therapist’s conclusions. The novelty of the analysis lies in adopting the longitudinal perspective in approaching the clients’ responses as evolving over time. Thus the focus fell on how the clients’ talk was transformed over the course of therapy from a) their rejection of the therapist’s conclusions, through b) the ambivalent responses to what the therapist offered to c) the clients’ agreement with the therapist’s conclusions. Voutilainen et al.’s (2011) analysis implies quite a linear progression of client change as evidenced in their interactional handling of therapist’s conclusions, i.e., from rejection to acceptance. As discussed above, this smooth trajectory might offer a rather idealistic conceptualization of client change. Nevertheless the methods of conversation analysis allowed Voutilainen et al. (2011) to track the change in the clients’ understanding of their situations as manifested by the responses to the therapist’s conclusions.
Another study that used the methods of CA but made a step further by combining it with the client-identified significant events is an analysis made by Viklund et al. (2010). The initially client-identified significant moments of their therapies were then analyzed with CA. More specifically interactional structures and practices of these moments were detailed using CA methods. As Viklund et al. (2010: 152) stress:
a turn-by-turn study of the therapeutic interaction in events that clients find important will offer an opportunity to explore what takes place between client and therapist and how they make sense of it while it is happening.
The analysis showed that most of the sequences recognized by the clients as significant contained disagreement between them and the therapist. The CA-oriented analysis exposed three different ways the disagreement was dealt with by the therapist. Furthermore, it identified disagreement as marked at the level of interactional details rather than in what the participants were saying verbally. Importantly, however, as Viklund et al. (2010) stress “just because an interaction is structurally organized as a disagreement, it is not necessarily experienced as such” (2010: 162). This comment indicates the need to use another set of data, e.g., the interviews in which the clients would be given space to voice and elaborate on the significance of the singled out parts of their therapies as – in their view- conducive to change. Importantly, Viklund et al.’s (2010) study proves the usefulness of microanalytic methods in identifying structural similarity in clients’ identified significant moments.
More studies combining the client-identified significant events approach with the CA microanalytic methods are needed to better understand why certain strategies used by therapists are central to client change (see also Gumz et al. 2015). Fine-grained participant perspective-based CA studies seem to offer much potential in explicating how clients change in the process of psychotherapy.
In what follows I exemplify two ways in which broadly defined discourse analysis can be of use and complementary to the mainstream psychological research (Elliott 2012) in researching and identifying client change.
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